Finding 1164642 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2025-12-12

AI Summary

  • Core Issue: The District failed to maintain proper documentation to verify that vendors are not suspended or debarred, despite having policies in place.
  • Impacted Requirements: Compliance with Uniform Guidance is at risk, as the District did not consistently follow its own procedures regarding vendor verification.
  • Recommended Follow-Up: Ensure policies are actively enforced by verifying vendor status and maintaining documentation to demonstrate compliance.

Finding Text

2025-002 Suspension and Debarment Federal Agency: WI Department of Public Instruction Federal Program Name: Child Nutrition Cluster Assistance Listing Number: 10.CNC Federal Award Identification Number and Year: N/A Pass-Through Agency: Wisconsin Department of Public Instruction Pass-Through Number(s): 2025-424074-DPI-SP-SEVERE-546/ 2025-424074-DPI-SB-546/ 2025-424074-DPI-NSL-547 Award Period: 07/1/2024-6/30/2025 Type of Finding: • Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: Recipients and subrecipients are prohibited from contracting with or making subawards under covered transactions to parties that are suspended or debarred. “Covered transactions” include contracts for goods and services awarded under a non-procurement transaction (e.g., grant or cooperative agreement) that are expected to equal or exceed $25,000 or meet certain other criteria as specified in 2 CFR section 180.220. Condition: The District has policies and procedures in place to safeguard its assets and establish related controls over suspended or debarred vendors. However, documentation was not retained to ensure compliance with requirements of Uniform Guidance. Questioned Costs: None Context: As part of our audit we tested three vendors. On all three vendors it was noted that the District did not follow the established policies regarding suspension & debarment. Cause: While the District has polices related to suspension and debarment, it did not consistently follow its internal procedures or Uniform Guidance for documentation retention. Effect: Without sufficient documentation, the District cannot demonstrate that suspension and debarment transactions were conducted in accordance with Uniform Guidance. This increases the risk of noncompliance and potential transactions with suspended or debarred vendors. Repeat Finding: This is not a repeat finding. Recommendation: We recommend the District ensures its policies are in effect by verifying vendors are not suspended or debarred and proper documentation is maintained of this verification. Views of Responsible Officials: There is no disagreement with this finding.

Corrective Action Plan

2025-002 Child Nutrition Cluster – 10.CNC Recommendation: CLA recommends the District ensure its policies are in effect by verifying vendors are not suspended or debarred and proper documentation is maintained of this verification. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned/taken in response to finding: The District will review its internal controls and implement a procedure to ensure vendors are not suspended or debarred. Name of the contact person responsible for corrective action: Kim Sinclair, District Business Manager. Planned completion date for corrective action plan: June 30, 2026

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 1164639 2025-002
    Material Weakness Repeat
  • 1164640 2025-002
    Material Weakness Repeat
  • 1164641 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.027 SPECIAL EDUCATION GRANTS TO STATES $477,504
93.778 MEDICAL ASSISTANCE PROGRAM $285,511
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $230,874
10.555 NATIONAL SCHOOL LUNCH PROGRAM $68,666
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $38,096
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $27,645
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $13,306
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $13,297
10.553 SCHOOL BREAKFAST PROGRAM $13,102
84.425W EDUCATION STABILIZATION FUND $1,572