Finding 1164450 (2025-003)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2025-12-11
Audit: 373952
Auditor: MMB+CO

AI Summary

  • Core Issue: The District is not verifying vendor eligibility for Federal assistance programs annually, risking non-compliance with 2 CFR Section 200.214 and 2 CFR Part 180.
  • Impacted Requirements: Failure to comply with procurement regulations may lead to selecting ineligible vendors and potential overpayments.
  • Recommended Follow-Up: Implement annual vendor eligibility reviews and invoice comparisons to contracts before payments are made.

Finding Text

Procurement Information on Federal Program: U.S. Department of Agriculture Child Nutrition Cluster (National School Breakfast Program, School Lunch Program, Supply Chain, noncash assistance, Summer Food Service Program Assistance Listing numbers 10.553, 10.555 and 10.559) passed through the New York State Education Department. U.S. Department of Education Special Education Cluster (Special Education – Grants to States and Special Education – Preschool Grants Assistance Listing Numbers 84.027 and 84.173) passed through the New York State Education Department. Criteria: 2 CFR Section 200.214 refers to executive orders 12549 and 12689 as well as 2 CFR Part 180, which stipulates that no awards, subawards, or contracts be awarded to parties that are debarred, suspended, or otherwise excluded from receiving or participating in Federal Assistance programs or activities. Statement of Condition: During our discussions with management, we noted that the District is not verifying the eligibility of vendors to participate in Federal assistance programs on an annual basis. Additionally, we noted that there was no verification that procurements through state contracts were invoiced to the District at the contract rates. Statement of Cause: The District did not review compliance requirements related to procurement outlined in 2 CFR Section 200.214 and 2 CFR part 180. Statement of Effect: The District is not in compliance with 2 CFR Section 200.214 and 2 CFR Part 180. The District is not performing required procedures, as a result, vendors that are not eligible for participation in Federal assistance programs or activities could be selected. The District could also be overpaying for goods. Questioned Costs: None Perspective Information: A review of vendors charged to the major programs determined no vendors were suspended or debarred. Repeat Finding: No Recommendation: We recommend that the District review the requirements of 2 CFR Section 200.214 and 2 CFR Part 180 and ensure that a review of the eligibility of potential vendors to participate in Federal assistance programs or activities is performed prior to disbursing funds to the vendor. This should be verified on an annual basis. Additionally, we recommend that a review of invoices as compared to bidding/contracting documentation be performed prior to payment. Views of responsible officials and planned corrective actions: Effective July 1, 2025 the Executive Director of Business & Human Resources, Kevin J. Polunci will review and and verify the eligibility of vendors that participate in federal assistance programs and on an annual basis. Additionally, the District will review the eligibility of potential vendors that participate in federal assistance programs and compare invoices to bidding/contracts prior to payments.

Corrective Action Plan

Effective July 1, 2025, The Executive Director of Business & Human Resources, Kevin J. Polunci will review and verify the eligibility of vendors that participate in Federal assistance programs on an annual basis. The District will review the eligibility of potential vendors that participate in Federal assistance programs and compare invoices to bidding/contracts prior to payments.

Categories

Procurement, Suspension & Debarment School Nutrition Programs

Other Findings in this Audit

  • 1164443 2025-003
    Material Weakness Repeat
  • 1164444 2025-003
    Material Weakness Repeat
  • 1164445 2025-003
    Material Weakness Repeat
  • 1164446 2025-003
    Material Weakness Repeat
  • 1164447 2025-003
    Material Weakness Repeat
  • 1164448 2025-003
    Material Weakness Repeat
  • 1164449 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $687,749
84.027 SPECIAL EDUCATION GRANTS TO STATES $650,551
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $328,105
10.553 SCHOOL BREAKFAST PROGRAM $281,899
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $73,078
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $52,518
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $18,819
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $17,621
10.555 NATIONAL SCHOOL LUNCH PROGRAM $4,872
84.425 EDUCATION STABILIZATION FUND $1,258