Finding 1164429 (2025-002)

Material Weakness Repeat Finding
Requirement
ELN
Questioned Costs
-
Year
2025
Accepted
2025-12-10
Audit: 373870
Organization: Clinton Ecumenical Housing INC (IA)

AI Summary

  • Core Issue: The Project lacks adequate internal controls due to having only one employee managing tenant files, leading to a risk of noncompliance.
  • Impacted Requirements: This affects compliance with federal requirements for eligibility, reporting, and special tests related to rental assistance programs.
  • Recommended Follow-Up: The Project should consider hiring additional staff to improve segregation of duties and strengthen internal controls.

Finding Text

Finding 2025-002: Internal Control Structure Mortgage Insurance for the Purpose of Refinancing of Existing Multifamily Housing Projects – 14.155 Project-Based Rental Assistance – 14.195 Material Weakness - Eligibility, Reporting and Special Tests and Provisions Criteria: The Project is responsible for establishing an effective internal control process to ensure the Project complies with the federal requirements. Condition: The Project only had one administrative employee that oversees the tenant file process including verification of income and deductions, calculation of rent and reporting tenant data to HUD. As a result, we noted the Project had a lack of segregation of duties related to all applicable compliance requirements. Cause: The Project has not adequately reviewed its internal controls over federal programs. Effect or Potential Effect: The control deficiencies are deficiencies that result in more than a reasonable possibility that material noncompliance with program requirements could occur and not be prevented or detected. Recommendation: The Project should review where it could utilize additional staff to establish controls over these areas. View of the Responsible Officials of the Auditee: The auditee's management agrees with the finding.

Corrective Action Plan

Tenant files have not regularly been reviewed for QC. Management will immediately set up regular reviewing of random files to be sure files are processed correctly and rents are being calculated according to HUD guidelines. Management agrees with the finding and takes the recommendations of the auditor to correct it.

Categories

HUD Housing Programs Internal Control / Segregation of Duties Special Tests & Provisions Eligibility Material Weakness Reporting

Other Findings in this Audit

  • 1164428 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.155 MORTGAGE INSURANCE FOR THE PURCHASE OR REFINANCING OF EXISTING MULTIFAMILY HOUSING PROJECTS $1.17M
14.195 SECTION 8 HOUSING ASSISTANCE PAYMENTS PROGRAM $403,753