Finding 1164394 (2024-001)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2024
Accepted
2025-12-10

AI Summary

  • Core Issue: The Organization drew down federal funds too early, leading to excess cash balances.
  • Impacted Requirements: This practice violates 2 CFR Part 200.305, which mandates minimizing the time between fund transfer and disbursement.
  • Recommended Follow-up: Revise draw procedures to align with cash management requirements, ensuring funds are only drawn for immediate needs.

Finding Text

Assistance Listing Number(s): 17.258, 17.259, 17.278 Name of Federal Program or Cluster: WIOA Cluster Name of Federal Agency: Department of Labor Name of Pass-through Entity: Wisconsin Department of Workforce Development Award Period: July 1, 2023 through June 30, 2024 Criteria: Under 2 CFR Part 200.305, non-federal entities must minimize the time elapsing between the transfer of funds from the U.S. Treasury and the disbursement of those funds for program purposes. Funds should be drawn down only as needed to meet immediate cash requirements. Condition: The Organization drew down federal funds in advance of immediate cash needs, resulting in excess cash balances being held for extended periods. Cause: The Organization has controls over draws of federal awards but the controls were not followed. Effect or Potential Effect: Holding excess federal funds for extended periods can result in non-compliance with federal regulations and could potentially increase the risk of mismanagement or misuse of funds. Recommendation: We recommend the Organization revise federal award draw procedures to ensure compliance with cash management requirements. Such draws should be made for immediate cash needs. Views of Responsible Officials: The Organization agrees with the finding and is implementing procedures.

Corrective Action Plan

Processes and controls have been implemented so that the accounting staff prepares the justification and expense support of the grant reimbursement requests which are reviewed and approved by the CEO for submission.

Categories

Cash Management Subrecipient Monitoring Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1164391 2024-001
    Material Weakness Repeat
  • 1164392 2024-002
    Material Weakness Repeat
  • 1164393 2024-001
    Material Weakness Repeat
  • 1164395 2024-002
    Material Weakness Repeat
  • 1164396 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
17.259 WIOA YOUTH ACTIVITIES $846,769
17.278 WIOA DISLOCATED WORKER FORMULA GRANTS $763,032
17.258 WIOA ADULT PROGRAM $763,009
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $722,242
17.277 WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS $535,599
17.270 REENTRY EMPLOYMENT OPPORTUNITIES $132,135
17.268 H-1B JOB TRAINING GRANTS $33,554