Finding 1164356 (2023-002)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2023
Accepted
2025-12-10

AI Summary

  • Core Issue: The Committee lacks consistent internal controls over program expenditures, risking unallowable expenses.
  • Impacted Requirements: Compliance with 2 CFR 200.303 is not being met due to insufficient documentation for 12 out of 38 tested cash disbursements.
  • Recommended Follow-Up: Implement stronger internal control processes to ensure compliance and proper documentation for all expenditures.

Finding Text

2023-002 – Activities Allowed and Allowable Costs Federal Program Information: Department of Transportation - ALN: - 20.500, 20.507, 20.525 & 20.526 – Federal Transit Cluster 20.509 - Formula Grants for Rural Areas and Tribal Transit Program Criteria: The following CFR(s) apply to this finding: 2 CFR 200.303 Condition: During audit procedures, it was identified that the Committee does not have consistently applied internal controls over program expenditures. Cause: The Committee does not have the necessary internal controls over compliance. Effect: Insufficient controls could result in unallowable expenses being charged to the program and subsequently improperly reimbursed by federal funds. Identification of Questioned Costs: None identified. Context: There were 38 cash disbursements tested. It was found that 12 of the disbursements tested did not have backup documentation supporting the journal entry that was made. This is not a statistically valid sample. Repeat Finding: This is not a repeat finding. Recommendation: The auditor recommends that the Committee implement internal control processes and procedures to ensure that they are following the criteria above. Views of Responsible Officials and Corrective Action Plan: Please see the Corrective Action Plan issued by the Biddeford-Saco-Old Orchard Beach Transit Committee.

Corrective Action Plan

2023-002 Activities Allowed and Allowable Costs To address the finding regarding missing backup documentation for cash disbursements, the Biddeford-Saco-Old Orchard Beach Transit Committee has implemented new workflow controls in our new integrated accounting software. Starting July 1, 2025 all employees are now required to create a purchase order (PO) and obtain approvals before payments can be made. This process controlled by the finance manager creates a complete audit trail for every transaction, ensuring that all disbursements are properly documented.

Categories

Allowable Costs / Cost Principles Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1164345 2023-002
    Material Weakness Repeat
  • 1164346 2023-002
    Material Weakness Repeat
  • 1164347 2023-002
    Material Weakness Repeat
  • 1164348 2023-002
    Material Weakness Repeat
  • 1164349 2023-002
    Material Weakness Repeat
  • 1164350 2023-002
    Material Weakness Repeat
  • 1164351 2023-002
    Material Weakness Repeat
  • 1164352 2023-002
    Material Weakness Repeat
  • 1164353 2023-002
    Material Weakness Repeat
  • 1164354 2023-002
    Material Weakness Repeat
  • 1164355 2023-002
    Material Weakness Repeat
  • 1164357 2023-003
    Material Weakness Repeat
  • 1164358 2023-003
    Material Weakness Repeat
  • 1164359 2023-003
    Material Weakness Repeat
  • 1164360 2023-003
    Material Weakness Repeat
  • 1164361 2023-003
    Material Weakness Repeat
  • 1164362 2023-003
    Material Weakness Repeat
  • 1164363 2023-003
    Material Weakness Repeat
  • 1164364 2023-003
    Material Weakness Repeat
  • 1164365 2023-003
    Material Weakness Repeat
  • 1164366 2023-003
    Material Weakness Repeat
  • 1164367 2023-003
    Material Weakness Repeat
  • 1164368 2023-003
    Material Weakness Repeat
  • 1164369 2023-004
    Material Weakness Repeat
  • 1164370 2023-004
    Material Weakness Repeat
  • 1164371 2023-004
    Material Weakness Repeat
  • 1164372 2023-004
    Material Weakness Repeat
  • 1164373 2023-004
    Material Weakness Repeat
  • 1164374 2023-004
    Material Weakness Repeat
  • 1164375 2023-004
    Material Weakness Repeat
  • 1164376 2023-004
    Material Weakness Repeat
  • 1164377 2023-004
    Material Weakness Repeat
  • 1164378 2023-004
    Material Weakness Repeat
  • 1164379 2023-004
    Material Weakness Repeat
  • 1164380 2023-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.509 FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM $191,000
20.526 BUSES AND BUS FACILITIES FORMULA, COMPETITIVE, AND LOW OR NO EMISSIONS PROGRAMS $70,134
20.507 FEDERAL TRANSIT FORMULA GRANTS $14,478