Finding 1163504 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2025-12-05
Audit: 373105
Auditor: WIPFLI LLP

AI Summary

  • Core Issue: Two out of 25 student files had inaccurate or untimely enrollment status reported in NSLDS.
  • Impacted Requirements: Accurate reporting of student status is essential for Title IV funding eligibility.
  • Recommended Follow-Up: Improve oversight and communication between the institution and Clearinghouse to ensure timely updates to NSLDS.

Finding Text

Special Tests and Provisions - Enrollment Reporting Federal Program Information: Funding agency: US Department of Education Title: Student Financial Assistance Cluster AL Number: 84.007, 84.033, 84.063, 84.268 Award year: 2025 Criteria: The status in the National Student Loan Data System (NSLDS) must accurately reflect the student's status as the institution. Condition: The examination disclosed 2 students, out of 25 student files who had an enrollment status change tested, in which their enrollment status was inaccurately reported or reported untimely. Student A – NSLDS states “Z-No Record Found” but the academic files reflect the student was enrolled at the institution. Student B – The student’s status effective date of “Graduated” was on 5/17/25 but the earliest certification date was 9/8/2025, 114 days after the student changed statuses. Questioned Costs: $0 Effect: The inaccurate status may affect the student’s future Title IV funding. Cause: The institution identified that they reported the information to the Clearinghouse to update NSLDS, but there was breakdown in communication between the Clearinghouse and NSLDS in updating the information according to the data provided by the institution. Recommendation: The institution should implement better oversight to the status of the students are accurately reflected in NSLDS. The institution is currently reviewing the errors and adjusting their procedures accordingly.

Corrective Action Plan

Records & Registration will now submit modified enrollment files as Graduates Only records to ensure accurate and timely graduation status updates. This solution has been confirmed by NSC. Additional staff have been trained on the updated procedures, and new processes are in place to ensure discrepancies and error flags are resolved promptly. Records & Registration and the Financial Aid Office continue to collaborate to identify and address discrepancies that may affect Title IV eligibility. Person(s) Responsible: Assistant Registrar, Director of Financial Aid Timing for Implementation: Immediate

Categories

Student Financial Aid Reporting Special Tests & Provisions

Other Findings in this Audit

  • 1163501 2025-001
    Material Weakness Repeat
  • 1163502 2025-001
    Material Weakness Repeat
  • 1163503 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.543 MISSING CHILDREN'S ASSISTANCE $12.36M
84.063 FEDERAL PELL GRANT PROGRAM $8.87M
84.268 FEDERAL DIRECT STUDENT LOANS $7.01M
16.596 TRIBAL JUSTICE FACILITIES GRANT PROGRAM FOR INDIAN TRIBES $1.50M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.10M
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $899,996
16.838 COMPREHENSIVE OPIOID ABUSE SITE-BASED PROGRAM $887,464
16.752 ECONOMIC HIGH-TECH AND CYBER CRIME PREVENTION $551,258
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $486,444
16.031 EMMETT TILL COLD CASE INVESTIGATIONS PROGRAM $471,161
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $398,111
16.608 TRIBAL COURT ASSISTANCE PROGRAM $360,093
84.126 REHABILITATION SERVICES_VOCATIONAL REHABILITATION GRANTS TO STATES $294,544
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $273,167
19.009 ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS $243,658
84.033 FEDERAL WORK-STUDY PROGRAM $186,289
15.114 INDIAN EDUCATION_HIGHER EDUCATION GRANT PROGRAM $186,269
20.614 NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION (NHTSA) DISCRETIONARY SAFETY GRANTS $163,366
16.526 OVW TECHNICAL ASSISTANCE INITIATIVE $132,572
93.674 JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD $98,877
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $92,592
16.560 NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS $75,000
17.259 WIA YOUTH ACTIVITIES $64,396
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $45,662
10.558 CHILD AND ADULT CARE FOOD PROGRAM $18,344
17.258 WIA ADULT PROGRAM $17,847
66.605 PERFORMANCE PARTNERSHIP GRANTS $6,868
10.319 FARM BUSINESS MANAGEMENT AND BENCHMARKING COMPETITIVE GRANTS PROGRAM $5,678
94.006 AMERICORPS $5,530
20.703 INTERAGENCY HAZARDOUS MATERIALS PUBLIC SECTOR TRAINING AND PLANNING GRANTS $5,400
16.731 TRIBAL YOUTH PROGRAM $2,721
84.334 GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS $2,000
64.028 POST-9/11 VETERANS EDUCATIONAL ASSISTANCE $1,502