Finding 1163422 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
$1
Year
2025
Accepted
2025-12-03
Audit: 372942
Organization: Midland Univeristy (NE)

AI Summary

  • Core Issue: The University failed to return unearned Title IV funds for one student within the required 45 days after withdrawal.
  • Impacted Requirements: Title IV regulations mandate timely returns of funds, which were not met, resulting in $3,805 in questioned costs.
  • Recommended Follow-Up: Revise procedures to ensure timely and accurate return of Title IV calculations for all withdrawing students.

Finding Text

Finding 2025-001: Significant Deficiency – Return of Title IV funds Federal Program: Student Financial Assistance Cluster, Federal Direct Student Loans Federal Agency: U.S. Department of Education Pass-Through Entity: Not Applicable Assistance Listing Number (ALN): 84.268 Federal Award Number: P268K251780 Federal Award Year: June 30, 2025 Criteria: Title IV regulations (34 CFR 668.22) require the College to return the unearned portion of grants or loans to the Title IV program within 45 days after a student withdraws. Condition/Context: Of the 16 students tested in the sample, one student did not have an R2T4 completed during Summer 2024. Subsequent to the auditor identifying this exception in July 2025 the University completed the calculation and returned the required funds. The auditor reviewed the calculation and student's account statement confirming that corrective action was taken. The sample was not a statistically valid sample. Cause: The University's controls surrounding return of Title IV calculations did not appropriately ensure the return was completed timely. Effect: The unearned funds were not returned to the U.S. Department of Education. Questioned Costs: A total of $3,805 in Federal Direct Loans assistance listing number 84.268. Recommendation: The University should revise its procedures and controls to ensure that the return of Title IV calculations are completed timely and accurately for all students who withdraw. Management's Response: The University agrees with the finding. The University believes this was an isolated incident related to the turnover of the Financial Aid Director position. Beginning in Summer 2025, the new Financial Aid Director and Registrar have been meeting bi-weekly to discuss all changes of enrollment including withdrawals. The process ensures that all students are reviewed and all R2T4s are completed on all students who withdraw from Midland University and have Title IV funding.

Corrective Action Plan

Midland University Corrective Action Plan For the Year Ended May 31, 2025 Finding 2025-001: Significant Deficiency- Return of Title IV funds (R2T4) Condition: Of the 16 students tested in the sample, one student did not have an R2T4 completed during Summer 2024. Subsequent to the auditor identifying this exception in July 2025 the University completed the calculation and returned the required funds. The auditor reviewed the calculation and student's account statement confirming that corrective action was taken. Corrective Action Plan: Beginning in Summer 2025, the new Financial Aid Director and Registrar have been meeting bi-weekly to discuss all changes of enrollment including withdrawals. This process ensures that all students are reviewed and R2T4's are completed on all students who withdraw from Midland University and have Title IV funding. Name(s) of Contact Person(s) Responsible for Corrective Action: Jon Dechant, Director of Financial Aid & Joseph Harnisch, CFO Anticipated Completion Date: Finding 2025-001: Completed in July 2025

Categories

Questioned Costs Student Financial Aid Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 1163423 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $8.17M
84.063 FEDERAL PELL GRANT PROGRAM $2.49M
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $1.12M
93.600 HEAD START $1.02M
84.033 FEDERAL WORK-STUDY PROGRAM $173,715
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $134,069
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $20,746