Finding 1163409 (2024-018)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-12-03
Audit: 372940
Organization: City of Miles City (MT)

AI Summary

  • Core Issue: The government failed to accurately report expenditures for the Coronavirus State and Local Fiscal Recovery Funds, leading to noncompliance with federal reporting requirements.
  • Impacted Requirements: Compliance with 2 CFR 200.302 and the CSLFRF Compliance Supplement, which mandate accurate reporting and adequate internal controls.
  • Recommended Follow-Up: Establish formal internal controls for preparing and reviewing the Annual Project and Expenditure Report, including an independent review process to ensure accuracy.

Finding Text

NONCOMPLIANCE WITH REPORTING REQUIREMENTS, CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS, ASSISTANCE LISTING No. 21.027, DIRECT ALLOCATION, YEAR ENDED JUNE 30, 2024 Criteria: Per 2 CFR 200.302 and the CSLFRF Compliance Supplement, recipients are required to accurately report all expenditures on the Annual Project and Expenditure Report. Adequate internal controls must be in place to ensure the completeness and accuracy of federal reporting. Condition: During our audit, we noted that the government did not correctly report expenditures on its Annual Project and Expenditure Report for the CSLFRF program. Reported expenditures did not agree to the underlying accounting records. Cause: The city does not have internal control procedures in place that allow it to comply with reporting standards outlined in the Uniform Guidance and the OMB Compliance Supplement. Further, there was no independent review or approval of the report prior to submission. Effect: Non-compliance with program terms and conditions. Questioned Costs: None Recommendation: We recommend that the government establish and implement formal internal controls over the preparation and review of the Annual Project and Expenditure Report. This should include an independent review and approval process to ensure that all reported expenditures are accurate and agree to the underlying accounting records. Views of responsible officials and planned corrective action: The government agrees with this finding and will adhere to the attached corrective action plan.

Corrective Action Plan

NONCOMPLIANCE WITH REPORTING REQUIREMENTS, CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS, ASSISTANCE LISTING No. 21.027, DIRECT ALLOCATION, YEAR ENDED JUNE 30, 2024 Name of contact person: Mary Rowe – City Clerk Corrective Action: Reporting policies and procedures will be updated to reflect all federal reporting requirements. At a minimum, all reporting details will be reviewed by the City Treasurer and Mayor for completeness, accuracy and compliance with relevant reporting requirements prior to finalizing and formal submission. Proposed Completion Date: December 31, 2025

Categories

Allowable Costs / Cost Principles Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1163408 2024-017
    Material Weakness Repeat
  • 1163410 2024-017
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $111,336
94.002 AMERICORPS SENIORS RETIRED AND SENIOR VOLUNTEER PROGRAM (RSVP) 94.002 $89,350
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $37,501
20.106 AIRPORT IMPROVEMENT PROGRAM, INFRASTRUCTURE INVESTMENT AND JOBS ACT PROGRAMS, AND COVID-19 AIRPORTS PROGRAMS $2,612
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $475