Finding 1163363 (2025-004)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2025
Accepted
2025-12-03

AI Summary

  • Core Issue: Significant deficiency in internal controls over compliance with cash management for HUD Housing Assistance Payment forms.
  • Impacted Requirements: Lack of effective internal controls as per §200.303 of 2 CFR Part 200, leading to potential errors in payment requests.
  • Recommended Follow-Up: Implement a secondary review process by a management agent or acting management agent to ensure accuracy in payment requests.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Project-Based Rental Assistance Assistance Listing Number: 14.195 Federal Award Identification Number and Year: 121EH007 Pass-Through Agency: N/A Award Period: April 1, 2024, to March 31, 2025 Compliance Requirement Affected: Cash Management Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: According to §200.303 Internal Controls of 2 CFR Part 200, the non‐Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non‐Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Condition: HUD Housing Assistance Payment forms lacked proper review by a management agent or an acting management agent. Questioned costs: None noted. Context: A nonstatistical sample of 3 out of 12 HUD Housing Assistance Payment forms were selected for testing for the Section 8 Housing Assistance Payments Program. The lack of proper review of HUD Housing Assistance Payment forms was identified during the auditor's testing of cash management. Cause: Lack of a management agent or acting management agent in place at the time of preparing HUD Housing Assistance Payment forms. Effect: Noncompliance results in the potential for mathematical errors in accuracy of calculation of request for payment on the HUD Housing Assistance Payment forms. Repeat Finding: Yes Recommendation: We recommend that the organization have a process in place for secondary review, of the HUD Housing Assistance Payment forms, by either a management agent or an acting management agent, in the absence of a management agent to check for mathematical accuracy of housing assistance payment request. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Section 8 Housing Assistance Payments Program – Assistance Listing No. 14.195 Corrective action plan - management response: The organization to update policies and procedures, over completing HUD Housing Assistance Payment forms, to include review by a management agent or acting management agent. Management experienced delays in accessing HUD platforms, due to a change in leadership during the prior year. Access to all HUD portals has now been fully restored, and management is actively reviewing HUD Housing Assistance Payment Forms. Further training is underway to ensure proper oversight and timely compliance with HUD requirements. Name(s) of the contact person(s) responsible for corrective action: Marsha Larkin Marani, Project Manager Planned completion date for corrective action plan: March 2025

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1163361 2025-002
    Material Weakness Repeat
  • 1163362 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.195 PROJECT-BASED RENTAL ASSISTANCE (PBRA) $1.66M