Finding 1163083 (2025-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2025
Accepted
2025-11-29

AI Summary

  • Core Issue: The Organization improperly charged $157,710 in late fees and finance charges to federal awards, which are considered unallowable costs under Uniform Guidance.
  • Impacted Requirements: Costs must be necessary, reasonable, and allowable; late fees and penalties do not meet these criteria.
  • Recommended Follow-Up: Strengthen internal controls, provide training on allowable costs, and enhance expense coding reviews to prevent future unallowable charges.

Finding Text

Non-compliance with Allowable Cost/Cost principle Condition: The Organization has charged late fees on rent and finance charges on unpaid rent to the federal award. These cost items totaled $157,710, which were charged to the federal program as allowable expenditures. Under Uniform Guidance, these types of charges are unallowable. Criteria: Costs charged to federal awards must be necessary, reasonable, and allowable under applicable cost principles. Late fees on rent, finance charges on unpaid rent, and other penalties for late payment are not allowable and should not be charged to federal programs in accordance with the provisions of Uniform guidance. Cause: The Organization did not have adequate procedures to prevent unallowable late-payment- related charges from being recorded to federal programs. Effect: The Organization charged unallowable costs totaling $157,710 to the federal award. These costs do not meet Uniform Guidance Allowable Cost/Cost Principles and accordingly a refund liability has been recognized by the Organization to Department for the said amount. Recommendation: The Organization should strengthen internal controls so that late fees, finance charges, and penalties are identified and excluded from federal expenditures, provide training to accounting staff on allowable and unallowable costs, and enhance the review of expense coding before charges are allocated to federal programs. Management views and corrective action plans: Management will enhance the review of expense coding before posting charges to federal awards, update the written procedures to clearly identify unallowable cost categories, provide refresher training to finance staff on allowable versus unallowable costs, and perform periodic reviews of expenditures to ensure that any such costs are promptly identified and corrected.

Corrective Action Plan

Non-compliance with Allowable Cost/Cost principle: Recommendation: The Organization should strengthen internal control so that late fees, finance charges, and penalties are identified and excluded from federal expenditures, provide training to accounting staff on allowable and unallowable costs, and enhance the review expense coding before charges are allocated to federal programs. Planned corrective action: The Organization wil strengthen our internal controls by implementing clear procedures, increasing oversight by management, and ensuring consistent compliance with financial and operational requirements. Enhanced review processes, staff training, and improved documentation standards will support greater accuracy, transparency, and accountability accross all functions. The business office staff will review targeted training on allowable and unallowable costs to reinforce compliance with federal cost principles. In addition,the Organization will enhance its review process to verify accuracy and compliance before any charges are allocated to federal programs. Contact person responsible for corrective action: Steven Mayers Anticipated completion date: May 30, 2026 Status of Implementation: In progress

Categories

Questioned Costs Allowable Costs / Cost Principles

Programs in Audit

ALN Program Name Expenditures
93.224 HEALTH CENTER PROGRAM (COMMUNITY HEALTH CENTERS, MIGRANT HEALTH CENTERS, HEALTH CARE FOR THE HOMELESS, AND PUBLIC HOUSING PRIMARY CARE) $1.49M
93.211 TELEHEALTH PROGRAMS $145,783
93.527 GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $29,192