Finding 1163060 (2024-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-11-26
Audit: 372626
Organization: Town of York (ME)

AI Summary

  • Core Issue: The Town contracted with companies for special education services without verifying their suspension or debarment status.
  • Impacted Requirements: Non-federal entities must not engage with suspended or debarred parties and must have internal controls for compliance.
  • Recommended Follow-Up: Implement annual checks on vendors to ensure they are not suspended or debarred, especially for federally funded projects.

Finding Text

2024-001 U.S. Department of Treasury, Assistance Listing #84.027 – 84.173 Special Education Cluster for the period July 1, 2023, through June 30, 2024 Criteria: Non-federal entities are prohibited from contracting with or making subawards under covered transactions to parties that are suspended, debarred, or otherwise excluded from participating in the transaction. In addition, under the requirements of fiscal management, grant recipients are required to design and implement internal controls to ensure compliance with grant requirements and their own policies and procedures. Condition: The Town contracted with several companies for special education services under a grant-funded project and did not document that the contractor was not suspended or debarred prior to contracting. Cause: According to the Town’s procurement policy, the Town is prohibited from contracting with another party that is suspended or debarred. Therefore, the Town should have obtained proof that the company in question was not suspended or debarred. Effect: The Town runs the risk of performing projects with parties who have been suspended or debarred, which could result in the loss of federal funding. Known Questioned Costs: unknown Likely Questioned Costs: unknown Recommendations: We recommend that the Town implement procedures to annually check active vendors and contractors and document that they are not suspended, debarred, or in some way prohibited from working on Town projects, especially those working on federally funded projects.

Corrective Action Plan

Management’s response/corrective action plan: YSD acknowledges the deficiency and attributes it to a lack of knowledge on the part of the Special Education group for this requirement. The appropriate personnel have been notified and have been provided sufficient training materials to address this issue. It is, however, possible that since this finding covers only the FY24 fiscal year, that additional violations have occurred in the FY25 fiscal year.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 1163055 2024-002
    Material Weakness Repeat
  • 1163056 2024-002
    Material Weakness Repeat
  • 1163057 2024-002
    Material Weakness Repeat
  • 1163058 2024-002
    Material Weakness Repeat
  • 1163059 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.027 SPECIAL EDUCATION GRANTS TO STATES $477,498
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $159,219
10.555 National School Lunch Program $142,843
21.027 COVID - Coronavirus Sate and Local Fiscal Recovery Funds (ARPA) $105,062
84.425 COVID - Elementary and Secondary School Emergency Relief Fund III $89,790
10.555 National School Lunch Program - Donated Commodities $62,387
84.010 Title IA - Basic Disadvantaged Program $45,982
10.553 National School Breakfast Program $42,137
84.367 Title IIA - Supporting Effective Instruction $40,248
10.555 Child Nutrition Supply Chain Assistance $38,000
84.425 COVID - ESSER II State Activities (LMS) $16,813
84.425 COVID - Literacy Grant $13,028
84.002 Adult Education Family Literacy Grant $10,872
20.616 State and Community Highway Safety (Distracted Driving) $8,340
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $5,597
20.616 Drug Recognition Expert (DRE) $3,846
20.616 State and Community Highway Safety (Click It or Ticket) $2,758
10.649 COVID - Pandemic EBT $2,612
20.616 State and Community Highway Safety (Evidence Based Impaired Driving) $2,444
20.600 State and Community Highway Safety (Data Driven Speed Enforcement) $1,873
84.424 Title IV - Student Support Grant $1,381