Finding 1162879 (2024-001)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2024
Accepted
2025-11-25

AI Summary

  • Core Issue: The District paid project costs without formal Board approval, violating internal control requirements for federal funds.
  • Impacted Requirements: Lack of documentation for approvals undermines compliance with federal statutes and regulations (2 CFR 200.303).
  • Recommended Follow-Up: Ensure all invoices receive formal Board approval recorded in meeting minutes before payment, starting from the November 2025 meeting.

Finding Text

Activities Allowed or Unallowed; Allowable Costs/Cost Principles; Period of Performance ALN 21.019: Coronavirus Relief Fund Criteria: A recipient of federal funds must establish, document, and maintain effective internal control over the Federal Award that provides reasonable assurance that the recipient or subrecipient is managing the Federal Award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal Award. (2 CFR 200.303). Condition: The District incurred project costs that were not formally approved for payment by the Board of Directors. Formal approval of payments is an important internal control over the use of federally awarded funds. However, no documentation was provided to demonstrate such approval, and there was no evidence of formal authorization in the Board meeting minutes. Context: The project started in calendar year 2024, and costs were paid throughout the year for water and sewer system upgrades. Effect: Without adequate oversight, there could be unallowable costs and costs incurred outside of the grant period. Questioned Costs: None. Cause: The District discussed invoices during their monthly meetings and reviewed reports supplied by the engineer, but no formal documentation of approval was recorded in the meeting minutes or on the invoices and supporting documentation. Auditor Recommendation: We recommend that the District record in the meeting minutes or on the invoices and supporting documents, board approval for payment of invoices prior to payment. District Response: The Water District Secretary will bring before the board every invoice from Central, WET, Shumaker, and payroll for a separate vote for approval. This will be completed at the November 2025 meeting.

Corrective Action Plan

November 18, 2025 Re: 2024 Audit Corrective Action Plan for the Black Eagle-Cascade County Water & Sewer District BLACK EAGLE WATER AND SEWER DISTRICT CORRECTIVE ACTION PLAN Person responsible for corrective action: Sarah Peck, Water District Secretary Corrective Action: The Water District Secretary will be brought before the Board of Directors every invoice from Central, WET, Shumaker, and Administration (payroll) for a separate vote for approval. Going forward, invoices will be formally approved by the board at each meeting. Anticipated completion date: The board will formally approve past invoices at the November 18, 2025 meeting. Sarah Peck, Secretary/ Grant Manager Charles T. Harant, Chair

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
21.019 CORONAVIRUS RELIEF FUND $1.21M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $236,000