Finding 1162872 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2025-11-24

AI Summary

  • Core Issue: A material weakness in internal controls was identified, affecting compliance with the Juvenile Mentoring Program.
  • Impacted Requirements: Internal controls failed to detect misstatements, leading to inaccurate financial reporting and non-compliance with GAAP.
  • Recommended Follow-Up: Implement timely account reconciliations and ensure all journal entries are reviewed by someone other than the preparer.

Finding Text

Finding Number: 2025-001 - Represents a material weakness in internal control over compliance with Alfond Youth & Community Center and Affiliates' major program. Federal Programs: AL # - 16.726 Juvenile Mentoring Program Questioned Costs: None Condition: During the audit of the March 31, 2025 financial statements, Wipfli proposed a restatement to the beginning net assets for deferred revenue that hadn't been recognized and several adjusting journal entries to properly record accrued payroll, refundable advances, and grant revenue and expenses. The adjustment to accounts payable and construction in progress was deemed material. We noted that not all accounts were consistently reconciled on a timely basis and adjusting journal entries are not reviewed by someone other than the preparer. Since the internal controls of the Organization did not detect and record the adjustments described above prior to the audit, a material weakness exists in the Organization's internal control over financial reporting and the preparation of the financial statements in accordance with accounting principles generally accepted in the United States (GAAP). Criteria: Internal controls are effective if they are properly designed and implemented to prevent or detect account misstatements prior to the audit. Cause: The internal controls of the Organization were not effective in preventing or detecting and correcting the misstatements described above prior to the audit. Effect: As a result of the financial reporting matter identified in the condition paragraph, a material weakness exists in the Organization's internal control over financial reporting. Recommendation: We recommend the Organization implement procedures, such as timely reconciling of accounts and review of all reconciliations and adjusting journal entries by someone other than the preparer, to provide sufficient internal control over financial reporting so all necessary transactions are recorded in accordance with GAAP. View of Responsible Officials: Management agrees with the finding and has developed a written corrective action plan.

Corrective Action Plan

Corrective Action Plan for Current Year Findings 2025-001 – Internal Control Over Financial Reporting Corrective Action Plan Organization understands this finding and has corrected this error. With the onboarding of a Financial Controller, we are improving upon financial processes and procedures. We are actively reviewing and remapping our chart of accounts to include the necessary accounts to make the appropriate corrections to our process for January 2026. Previously, certain equipment leases were expensed. Moving forward, all equipment leases will be recorded to an ROU Asset account and Lease Liability account, so they are accurately reflected on the balance sheet. Person(s) Responsible: Lindsey Roy Timing for Implementation: FY25-26

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1162851 2025-001
    Material Weakness Repeat
  • 1162852 2025-001
    Material Weakness Repeat
  • 1162853 2025-001
    Material Weakness Repeat
  • 1162854 2025-001
    Material Weakness Repeat
  • 1162855 2025-001
    Material Weakness Repeat
  • 1162856 2025-001
    Material Weakness Repeat
  • 1162857 2025-001
    Material Weakness Repeat
  • 1162858 2025-001
    Material Weakness Repeat
  • 1162859 2025-001
    Material Weakness Repeat
  • 1162860 2025-001
    Material Weakness Repeat
  • 1162861 2025-001
    Material Weakness Repeat
  • 1162862 2025-001
    Material Weakness Repeat
  • 1162863 2025-001
    Material Weakness Repeat
  • 1162864 2025-001
    Material Weakness Repeat
  • 1162865 2025-001
    Material Weakness Repeat
  • 1162866 2025-001
    Material Weakness Repeat
  • 1162867 2025-001
    Material Weakness Repeat
  • 1162868 2025-001
    Material Weakness Repeat
  • 1162869 2025-001
    Material Weakness Repeat
  • 1162870 2025-001
    Material Weakness Repeat
  • 1162871 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.493 WRAP AROUND $358,384
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $166,718
14.251 Economic Development Initiative, Community Project Funding $143,966
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $55,859
10.558 CHILD AND ADULT CARE FOOD PROGRAM $46,281
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $24,767
10.575 FARM TO SCHOOL GRANT PROGRAM $14,262
17.280 WORKFORCE INVESTMENT ACT (WIA) DISLOCATED WORKER NATIONAL RESERVE DEMONSTRATION GRANTS $9,750
16.726 JUVENILE MENTORING PROGRAM $5,000