Finding 1162834 (2023-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2025-11-24

AI Summary

  • Core Issue: The organization failed to submit the single audit reporting package on time due to incomplete accounting records and staffing challenges.
  • Impacted Requirements: Noncompliance with 2 CFR 200.512, which mandates timely submission of audit data to the Federal Audit Clearinghouse.
  • Recommended Follow-Up: Hire experienced accounting staff and implement new systems to ensure timely audit completion and reporting.

Finding Text

Noncompliance with Laws and Regulations (Repeated Finding): Criteria – Under 2 CFR 200.512, auditee must submit single audit data collection and reporting package to the Federal Audit Clearinghouse within the earlier of 30 calendar days after the receipt of auditor’s report or nine months after the end of audit period. Condition – Accounting records were not complete and not readily available to schedule the audit. Also, major health challenges to the Executive Director family member. The single audit reporting package was due on June 30, 2024 . Context – Management is responsible for reviewing accounting data for making necessary adjustments, and preparation of financial statements for timely audit engagement and submission to the Federal Audit Clearinghouse. Cause – There were a number of staffing transitions during the year during the year, also an increase of limited finance team workload. Recommendation – We recommend that the Organization obtain appropriate experienced accounting staff, implement systems and procedures to ensure timely completion of the Single Audit and the submission of the reporting package to the Federal Clearinghouse. View of Responsible Officials and Corrective Action Plan – After the fiscal year ended in 2024, there has been a change in leadership within our financial department. With this transition, adjustments have been made to the financial procedures and controls to address potential lapses in the closing process. The Organization has revised the way it records, reconciles, and review financial entries. The Outsourced CFO will ensure that the Organization submits timely single audit data collection and reporting package to the Federal Audit Clearinghouse.

Corrective Action Plan

After the fiscal year ended in 2024, there has been a change in leadership within our financial department. With this transition, adjustments have been made to the financial procedures and controls to address potential lapses in the closing process. The Organization has revised the way it records, reconciles, and review financial entries. The Outsourced CFO will ensure that the Organization submits timely single audit data collection and reporting package to the Federal Audit Clearinghouse. 22

Categories

Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1162833 2023-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.023 EMERGENCY RENTAL ASSISTANCE PROGRAM $2.65M
16.575 CRIME VICTIM ASSISTANCE $276,250
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $153,360
93.497 FAMILY VIOLENCE PREVENTION AND SERVICES/ SEXUAL ASSAULT/RAPE CRISIS SERVICES AND SUPPORTS $110,019
93.391 ACTIVITIES TO SUPPORT STATE, TRIBAL, LOCAL AND TERRITORIAL (STLT) HEALTH DEPARTMENT RESPONSE TO PUBLIC HEALTH OR HEALTHCARE CRISES $85,763
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $84,731
16.029 OFFICE ON VIOLENCE AGAINST WOMEN SPECIAL PROJECTS $76,026
16.017 SEXUAL ASSAULT SERVICES FORMULA PROGRAM $59,691