Finding 1162565 (2025-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2025-11-18

AI Summary

  • Core Issue: The Replacement Reserve Account is underfunded by $9,402 due to delayed monthly deposits.
  • Impacted Requirements: This situation violates HUD Handbook 4350.1, risking compliance and potential enforcement actions.
  • Recommended Follow-Up: Management should ensure timely deposits and create a plan to restore the reserve, with HUD's approval.

Finding Text

2025-001: Replacement Reserve Account Balance Below Target Threshold: Criteria: The HUD Handbook 4350.1, Chapter 4 specifies requirements for maintaining adequate reserve for replacement reserve accounts; Condition: The Corporation failed to adequately fund the replacement reserve from the effective date of increase in monthly deposits, resulting in replacement reserves being underfunded by $9,402. Effect: Failure to adequately fund the Replacement Reserve account may jeopardize the project’s ability to pay for future capital repairs and may place the project out of compliance with HUD requirements, potentially risking enforcement actions or funding limitations; Cause: The increased deposits were not initiated until two months after the effective date due to the timing of when the increase was approved and when the Corporation began receiving the corresponding funds. Recommendation: Management should continue paying the required monthly deposits to the Replacement Reserve account and develop a plan, subject to HUD approval, to restore the reserve to the required balance. Additionally, management should implement internal controls to ensure timely deposits going forward. Response: Management will ensure that the replacement reserve will be fully funded by the end of fiscal year 2026.

Corrective Action Plan

Finding Title: 2025-001: Replacement Reserve Account Balance Below Target Threshold Condition: The Corporation failed to adequately fund the replacement reserve from the effective date of the increase in monthly deposits, resulting in a shortfall of $9,402. Corrective Actions: Management will ensure that the replacement reserve account is fully funded by the end of fiscal year 2026. A catch-up deposit schedule will be developed to restore the $9,402 shortfall in equal monthly installments, subject to HUD approval. The reserve account balance will be reviewed monthly by the Controller and reported to the Board of Directors quarterly. Any variances from the required funding schedule will be investigated and corrected immediately. Responsible Party: Controller and Director of Finance Target Completion Date: September 30, 2026 Status: Planned

Categories

HUD Housing Programs

Programs in Audit

ALN Program Name Expenditures
14.181 SUPPORTIVE HOUSING FOR PERSONS WITH DISABILITIES $173,570