Finding 1162361 (2023-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2025-11-14

AI Summary

  • Core Issue: The Public Housing Authority (PHA) failed to conduct required biennial inspections of housing units, leading to non-compliance with Housing Quality Standards (HQS).
  • Impacted Requirements: Units were not inspected on time, and deficiencies from failed inspections were not addressed within the mandated 30 days, resulting in material weaknesses in internal controls.
  • Recommended Follow-Up: The PHA should establish and enforce internal control procedures to ensure compliance with HQS inspections and related requirements.

Finding Text

Finding 2023-004 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Housing Voucher Cluster - Section 8 Housing Choice Vouchers, Mainstream Vouchers, and Emergency Housing Vouchers Federal Assistance Listing Numbers: 14.871, 14.879, and 14.EHV Noncompliance – N. Special Tests and Provisions - Housing Quality Standards Non Compliance Material to the Financial Statements: Yes Material Weakness in Internal Control over Compliance for Special Tests and Provisions Criteria: Housing Quality Standards Inspections. The PHA must inspect the unit leased to a family at least biennially to determine if the unit meets the Housing Quality Standards (HQS) and the PHA must conduct quality control re-inspections. The PHA must prepare a unit inspection report (24 CFR sections 982.158(d) and 982.405(b)). For units that fail inspection the PHA must correct all life threatening HQS deficiencies within 24 hours and all other deficiencies within 30 days. Condition: Based upon inspection of the Authority’s files and on discussion with management, there were units that were not inspected within the required annual period. Additionally, there were units that failed inspections that did not pass reinspection within 30 days without penalty. Context: Of a samples size of seventy one (71) tenant files, nine (9) annual inspections, were not completed in a timely manner. Additionally, of a sample size of twenty seven (27) failed inspections, two (2) failed inspections did not pass reinspection within 30 days. Housing assistance payments were not abated nor was the tenant relocated. Our sample size is statistically valid. Known Questioned Costs: $139,722 Cause: There is a material weakness in internal controls over the compliance for the special tests and provisions type of compliance related to HQS inspections. The Authority has not properly performed annual HQS inspections in compliance with program requirements. Effect: The Section 8 Housing Choice Vouchers, Mainstream Vouchers and Emergency Housing Voucher Programs are in material non-compliance with the eligibility type of compliance related to HQS inspections. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority's Response and Planned Corrective Action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Section 8 Housing Choice Vouchers, Mainstream Vouchers and Emergency Housing Voucher Programs to ensure that established internal control policies are being followed on a timely basis. Leonard Spicer, Executive Director, is responsible for implementing this corrective action by December 31, 2024.

Categories

Questioned Costs HUD Housing Programs Special Tests & Provisions

Other Findings in this Audit

  • 1162356 2023-002
    Material Weakness Repeat
  • 1162357 2023-003
    Material Weakness Repeat
  • 1162358 2023-004
    Material Weakness Repeat
  • 1162359 2023-002
    Material Weakness Repeat
  • 1162360 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $102.66M
14.155 MORTGAGE INSURANCE FOR THE PURCHASE OR REFINANCING OF EXISTING MULTIFAMILY HOUSING PROJECTS $69.05M
14.850 PUBLIC AND INDIAN HOUSING $48.17M
14.872 PUBLIC HOUSING CAPITAL FUND $24.76M
14.195 SECTION 8 HOUSING ASSISTANCE PAYMENTS PROGRAM $2.75M
14.879 MAINSTREAM VOUCHERS $1.96M
14.877 PUBLIC HOUSING FAMILY SELF-SUFFICIENCY UNDER RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES $134,897
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $90,508