Finding 1162355 (2024-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-11-14
Audit: 372164
Organization: GENTRY COUNTY, MISSOURI (MO)

AI Summary

  • Core Issue: The County failed to report $840,028 in expenditures for the Coronavirus State and Local Fiscal Recovery Funds in the SEFA.
  • Impacted Requirements: The County did not comply with 2 CFR 200.510(b), which mandates accurate reporting of federal awards in the SEFA.
  • Recommended Follow-Up: Implement internal controls, including reconciliation to accounting records and independent reviews, to ensure accurate SEFA preparation.

Finding Text

2024-001: Internal Control Over Schedule of Expenditures of Federal Awards Federal Grantor: U.S. Department of the Treasury Federal Assistance Listing Number: 21.027 Program Title: Coronavirus State and Local Fiscal Recovery Funds Pass-through Entity Identifying Number: N/A Award Year: 2024 Questioned Costs: None Criteria: 2 CFR 200.510(b) requires auditees to prepare a schedule of expenditures of federal awards (SEFA) which must report total federal awards expended during the audit period. At a minimum, the schedule must include: expenditures by individual federal program, name of the pass-through entity and identifying number for awards not received directly from the federal government, and the total amount provided to subrecipients from each federal program. The County has not implemented proper internal controls to ensure the completeness and accuracy of the SEFA. Condition: The 2024 SEFA reported by the County in the 2025 annual budget document did not report expenditures of $840,028 for the Coronavirus State and Local Fiscal Recovery Funds program. Cause: The County has not implemented a proper system of internal control over SEFA preparation, such as a reconciliation to underlying accounting records or having a separate individual review of the SEFA for clerical accuracy after it has been prepared. The discrepancy occurred due to management’s oversight. Effect: The SEFA presented for audit did not accurately reflect the County’s actual expenditures of federal awards for the year ended December 31, 2024. Recommendation: We recommend that the County implement internal controls to ensure that the SEFA completely and accurately states the expenditures of federal awards of the County each year.

Corrective Action Plan

Mrs. Clark (the County Clerk) didn’t realize she hadn’t included the number of monies in the SEFA report from ARPA monies. The correction was made when auditors were here.

Categories

Subrecipient Monitoring Reporting Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.05M
20.205 HIGHWAY PLANNING AND CONSTRUCTION $52,297
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $30,924
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $5,496
21.032 LOCAL ASSISTANCE AND TRIBAL CONSISTENCY FUND $1,000