Finding 1162310 (2024-004)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2024
Accepted
2025-11-13

AI Summary

  • Core Issue: Payroll charges to federal awards lacked proper support, with timesheets not matching payroll records.
  • Impacted Requirements: Compliance with 2 CFR, Part 200.430(i)(1) regarding accurate and allowable salary charges.
  • Recommended Follow-Up: Enforce internal controls to ensure timesheets are consistently reviewed and approved by supervisors.

Finding Text

Finding 2024.004: Activities Allowed or Unallowed - Significant Deficiency Grantor: U.S. Department of Health and Human Services Federal Program Names: Health Center Program Cluster, COVID-19 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care), Grants for New and Expanded Services under the Health Center Program, COVID-19 Grants for New and Expanded Services under the Health Center Program. Federal Assistance Listing Numbers: 93.224 and 93.527 Federal Award Identification Number and Year: H80CS00132-2022 and 2023 Criteria According to 2 CFR, Part 200.430(i)(1) charges to Federal awards for salaries and wages must be based on records that accurately reflect the actual work performed, which must, among other things: (i) be supported by a system of internal control which provides reasonable assurance that the charges are accurate, allowable, and properly allocated; (ii) be incorporated into the official records of the non-Federal entity; (iii) and reasonably reflect the total activity for which the employee is compensated by the non-Federal entity. Condition Charges to Federal Awards for salaries and wages were not supported by properly approved timesheets that agreed to payroll registers. Cause The Center's internal controls over payroll were not consistently followed. Effect or Potential Effect Unallowable expenses could be charged to the grant. Questioned Costs None. Context Out of the 25 payroll transactions selected for testing, we noted one instance in which the timesheet did not agree to the payroll register. Identification as a Repeat Finding Yes - Finding 2023.002. Recommendation We recommend that the Organization consistently enforce its internal controls over payroll to ensure that timesheets are reviewed and approved by the appropriate supervisor and ensure that they agree to the payroll register. Views of Responsible Officials and Planned Corrective Actions Management agrees with the audit finding and will implement additional controls to ensure payroll expenditures are being formally reviewed and approved.

Corrective Action Plan

Recommendation We recommend that the Organization consistently enforce its internal controls over payroll to ensure that timesheets are reviewed and approved by the appropriate supervisor and ensure that they agree to the payroll register. Repeat Finding Yes Action Taken The staff accountant does the payroll. We save a backup timecard report each payroll that we are paying from the approved by the employee's supervisor. We also have an internal worksheet that we use to document any changes that are made. Once the accountant is done with her review the controller will do the second review before we finish processing the payroll enforcing internal controls that are in place and being followed.

Categories

Allowable Costs / Cost Principles HUD Housing Programs Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1162303 2024-003
    Material Weakness Repeat
  • 1162304 2024-004
    Material Weakness Repeat
  • 1162305 2024-005
    Material Weakness Repeat
  • 1162306 2024-003
    Material Weakness Repeat
  • 1162307 2024-004
    Material Weakness Repeat
  • 1162308 2024-005
    Material Weakness Repeat
  • 1162309 2024-003
    Material Weakness Repeat
  • 1162311 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 HEALTH CENTER PROGRAM (COMMUNITY HEALTH CENTERS, MIGRANT HEALTH CENTERS, HEALTH CARE FOR THE HOMELESS, AND PUBLIC HOUSING PRIMARY CARE) $3.37M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.49M
93.778 MEDICAL ASSISTANCE PROGRAM $491,304
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS (NON-CASH ASSISTANCE) $296,191
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $205,247
93.912 RURAL HEALTH CARE SERVICES OUTREACH, RURAL HEALTH NETWORK DEVELOPMENT AND SMALL HEALTH CARE PROVIDER QUALITY IMPROVEMENT $190,319
93.332 COOPERATIVE AGREEMENT TO SUPPORT NAVIGATORS IN FEDERALLY-FACILITATED EXCHANGES $135,587
84.424F STRONGER CONNECTIONS GRANT $128,231
93.323 EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC) $91,465
93.527 GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $75,892
93.283 CENTERS FOR DISEASE CONTROL AND PREVENTION INVESTIGATIONS AND TECHNICAL ASSISTANCE $46,484
93.185 IMMUNIZATION RESEARCH, DEMONSTRATION, PUBLIC INFORMATION AND EDUCATION TRAINING AND CLINICAL SKILLS IMPROVEMENT PROJECTS $3,926