Finding 1162283 (2022-008)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2025-11-13
Audit: 372097
Organization: Round Valley Indian Tribes (CA)

AI Summary

  • Core Issue: The Tribes overcharged indirect costs to the Indian Child Welfare Improvement Project by $26,938, exceeding the allowable amount based on federal guidelines.
  • Impacted Requirements: Indirect costs must be calculated according to the approved Indirect Cost Rate Agreement, excluding capital expenditures.
  • Recommended Follow-Up: The Tribes should establish procedures to accurately review indirect cost calculations, ensuring compliance with federal regulations and the Indirect Cost Rate Agreement.

Finding Text

Allowable Costs – Indirect Costs – Noncompliance Criteria – Indirect costs charged to federal programs must be calculated in accordance with the approved Indirect Cost Rate Agreement and applicable federal regulations. Condition and context – The Tribes charged $93,615 in indirect costs to the Indian Child Welfare Improvement Project program (ALN 16.583) from fiscal years 2019 through 2022. Based on the Tribes’ Indirect Cost Negotiation Agreement and their direct cost base for the program during this period, the maximum amount of allowable indirect costs that should have been charged to the program was $66,677. Questioned costs – The Tribes overcharged indirect costs to the program, resulting in questioned costs of $26,938. Cause – The Tribes calculated total indirect costs on total expenditures for the program without excluding capital expenditures as required by their Indirect Cost Negotiation Agreement. Effect – The overcharge resulted in questioned costs totaling $26,938, representing the amount by which indirect costs exceeded the allowable calculation. Repeat finding – This is not a repeat finding from the prior year. Recommendation – We recommend the Tribes implement procedures to review their indirect cost calculations for accuracy. The total direct cost base should be reduced by capital expenditures and passthrough funds in accordance with the approved Indirect Cost Rate Agreement. Views of responsible officials and planned corrective action: The Tribes, in collaboration with the Interim CFO, will review and verify indirect cost calculations to ensure accuracy and compliance with the approved indirect cost rate agreement.

Corrective Action Plan

The Tribes, in collaboration with the Interim CFO, will review and verify indirect cost calculations to ensure accuracy and compliance with the approved indirect cost rate agreement. James Russ, Tribal Business Administrator, Wendy Wilson, Interim CFO and Sonia Horne, Grants and Contracts Accountant December 31, 2025

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1162274 2022-005
    Material Weakness Repeat
  • 1162275 2022-007
    Material Weakness Repeat
  • 1162276 2022-007
    Material Weakness Repeat
  • 1162277 2022-005
    Material Weakness Repeat
  • 1162278 2022-004
    Material Weakness Repeat
  • 1162279 2022-005
    Material Weakness Repeat
  • 1162280 2022-007
    Material Weakness Repeat
  • 1162281 2022-004
    Material Weakness Repeat
  • 1162282 2022-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $1.29M
21.027 COVD-19 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.08M
15.035 FORESTRY ON INDIAN LANDS $1.05M
20.205 ROADS FAST ACT - HIGHWAY PLANNING AND CONSTRUCTION CLUSTER $1.02M
15.021 COVID-19 CONSOLIDATED TRIBAL GOVERNMENT $742,121
11.029 TRIBAL BROADBAND CONNECTIVITY PROGRAM $481,678
93.596 ADMINISTRATION FOR CHILDREN AND FAMILIES: CCDF - MANDATORY $396,140
21.019 COVID- 19 CORONAVIRUS RELIEF FUND $362,778
93.575 ADMINISTRATION FOR CHILDREN AND FAMILIES: CCDF - DISCRECTIONARY $341,942
93.600 HEAD START CLUSTER $315,536
93.047 TITLE VI - SPECIAL PROGRAMS FOR THE AGING $230,849
16.583 INDIAN CHILD WELFARE IMPROVEMENT PROJECT $219,443
93.445 INDIAN HEALTH SERVICE SANITATION FACILITIES CONSTRUCTION PROGRAM $198,616
15.029 TRIBAL COURTS $175,254
16.841 VOCA TRIBAL VICTIM SERVICES SET-ASIDE PROGRAM $138,636
15.021 CONSOLIDATED TRIBAL GOVERNMENT $127,060
15.144 INDIAN CHILD WELFARE ACT TITLE II GRANTS $111,431
15.514 BUREAU OF RECLAMATION - WATER SMART $102,273
15.904 TRIBAL HISTORICAL PRESERVATION OFFICER $74,554
15.156 TRIBAL CLIMATE RESILIENCE $30,057
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $18,450
16.U01 PUBLIC SAFETY POWER SHUTOFF $16,650
93.600 COVID-19 HEADSTART CLUSTER $16,272
11.302 ECONOMIC DEVELOPMENT SUPPORT FOR PLANNING ORGANIZATIONS $15,142
93.575 COVID-19 ADMINISTRATION FOR CHILDREN AND FAMILIES: CCDF - DISCRETIONARY $14,386
15.040 REAL ESTATE PROGRAMS INDIAN LANDS $12,072
10.558 CHILD AND ADULT CARE FOOD PROGRAM $10,970
93.047 COVID-19 TITLE VI - SPECIAL PROGRAMS FOR THE AGING $10,739
15.160 BIA WILDLAND URBAN INTERFACE COMMUNITY FIRE ASSISTANCE $3,000
15.034 AGRICULTURE ON INDIAN LANDS $1,809
66.419 WATER POLLUTION CONTROL STATE, INTERSTATE, AND TRIBAL PROGRAM SUPPORT $179
66.460 NONPOINT SOURCE IMPLEMENTATION GRANTS $59