Finding 1162125 (2024-003)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-11-07

AI Summary

  • Core Issue: The PHA did not maintain proper eligibility documentation for tenants in the Public Housing Operating Fund program, leading to non-compliance with federal regulations.
  • Impacted Requirements: Key documents like citizenship declaration forms, rent choice certification forms, and 50058 reports were missing in 12 out of 25 tenant files.
  • Recommended Follow-Up: Management should enhance monitoring controls, designate a reviewer for monthly file audits, and ensure compliance with eligibility standards moving forward.

Finding Text

2024-003 ALN 14.850 – Public Housing Operating Fund – Eligibility Condition and Criteria: The PHA is required to adhere to eligibility compliance requirements for all tenants participating in the Public Housing Operating Fund program. Specifically: Citizenship declaration forms, rent choice certification forms, and 50058 reports must be maintained for all tenants as part of the eligibility documentation. During testing, it was noted that the Authority did not have adequate internal controls designed to ensure compliance with eligibility requirements. Amount of Questioned Costs: None. Context: During our testing of a sample of 25 tenant files, it was noted that 12 files did not meet eligibility compliance requirements.  3 instances of files missing citizenship declaration forms  8 instances of files missing rent choice certification forms  1 instance of the file missing a 50058 report Cause: The Authority failed to provide adequate monitoring and oversight to ensure compliance with HUD rules and regulations, as well as their Admissions and Continued Occupancy Policy. Effect: The Authority is not in compliance with federal regulations regarding eligibility. Auditor’s Recommendation: We recommend that management review their controls over recertifications and ensure compliance standards for eligibility of tenants and rent calculations are met. We also recommend management should designate one person to review a sample of the files that have been recertified each month. The purpose of the review is to determine if the tenant files were prepared in accordance with internal policies and verify the compliance deficiencies have been corrected. Grantee Response: Management agrees with the finding and will follow the Auditor's recommendations.

Corrective Action Plan

2024-003 – ALN 14.850 – Public Housing Operating Fund – Eligibility Planned Corrective Action: The Executive Director acknowledges the finding and is following the auditor’s recommendation as presented in the Audit Report. Person Responsible for Correction of Finding: Sandra Perry, Executive Director Anticipated Completion Date: June 30, 2025

Categories

HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1162126 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 PUBLIC HOUSING OPERATING FUND $1.16M
14.872 PUBLIC HOUSING CAPITAL FUND $273,963