Finding 1161681 (2024-004)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-10-31

AI Summary

  • Core Issue: MACH2 lacked written procurement policies during the audit period, leading to non-compliance with federal requirements.
  • Impacted Requirements: Failure to verify vendor status against debarment and suspension lists as mandated by 2 CFR part 200 sections 318 and 214.
  • Recommended Follow-Up: MACH2 must implement and adhere to procurement policies and ensure vendor verification before contracting under federal awards.

Finding Text

Finding 2024-004: Procurment, Suspension, and Debarment. Clean Energy Demonstrations - ALN 81.255. Criteria: Pursuant to 2 CFR part 200 section 318, MACH2 is responsible for maintaining and using documented procedures for procurement transactions under a Federal award, including the acquisition of property or services. MACH2 must maintain written standards of conduct covering conflicts of interest and governing the action of employees engaged in the selection, award, and administration of contracts. In addition, 2 CFR part 200 section 214 specifies that MACH2 is responsible for ensuring subawards and contracts are not entered into with certain parties that are debarred, suspended, or otherwise excluded from receiving or participating in Federal awards. Condition: During testing, it was noted that MACH2 did not have written procurement policies established for the full period in which procurements were entered. For the two vendors selected, ZA did not note evidence of verification that the entity was not suspended or debarred prior to contracting. Cause: MACH2 was in the process of developing procurement policies when they experienced a turnover of key personnel. Effect: Internal controls are not properly designed for the entire year and MACH2 is not in compliance with the Federal Award. Questioned Costs: None. Recommendation: MACH2 should ensure the procurement policy is followed for all procurements under federal awards. In addition, MACH2 should verify that an entity is not suspended or debarred prior to entering into a contract under a Federal award. Management's Response: Prior to execution of its federal award in January 2025, MACH2 had implemented written policies regarding acquisition of property and services and conflicts of interest. Please see the corrective action plan for more details on how MACH2 has addressed this finding.

Corrective Action Plan

Finding 2024-004: Procurment, Suspension, and Debarment (Clean Energy Demonstrations - ALN 81.255). Contact Person: Manny Citron, Chief Operating Officer. Recommendation: MACH2 should ensure the procurement polciy is followed for all procurments under federal awards. In addition, MACH2 shoudl veriy that an entity is not suspended or debarred prior to entering into a contract under a Federal award. Action: MACH2 has created and implemented written policies prior to execution of cooperative agreement regarding aquisition of property and services and conflicts of interest. These policies include verification that a potential vendor is not suspended or debarred prior to entering into a contract under a Federal award. Date for Completion: October 31, 2025.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1161680 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
81.255 CLEAN ENERGY DEMONSTRATIONS $1.80M