Finding 1161498 (2024-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-10-28

AI Summary

  • Core Issue: The Agency failed to meet the required composition of its Tri-Partite Board, lacking both public elected/appointed officials and representatives from low-income individuals.
  • Impacted Requirements: This non-compliance violates the CSBG Act's stipulations for board member representation as outlined in Assistance Listing Number 93.569.
  • Recommended Follow-Up: The Agency should actively recruit board members from the specified groups to ensure compliance with the CSBG requirements.

Finding Text

2024-002 – Special Tests and Provisions (Tri-Partite Board) - Community Service Block Grant (CSBG) Information on the Federal Program: Assistance Listing Number 93.569—Community Service Block Grant, United States Department of Health and Human Services. Pass-Through Entity: State of Florida, Department of Commerce. Award Number: E-1994 (CSBG) Compliance Requirements: Special Tests and Provisions. Type of Finding: Significant Deficiency. Criteria: In accordance with the requirements of the Program outlined in ALN 93.569, CSBG and the CSBG Act at 42 USC 9910 nonprofit organizations administer CSBG through a board comprising of one third (1/3) of the board members chosen in a democratic selection process adequate to assure that these members are representative of the low-income individuals and families served and an additional 1/3 of the board comprising of public elected and/or appointed officials. Condition: The Agency was unable to meet the 1/3 requirements for the public elected/appointed officials and the 1/3 requirement for low-income individuals and families served during the year ended September 30, 2024. Cause: While the Agency's controls did identify a lack of participation in these areas, they did not include control activities to resolve the non-compliance in a timely manner. Effect: The Agency is out of compliance with the provisions requiring Tri-Partite Board as defined by the CSBG Act at 42 USC 9910. Recommendation: We recommend the Agency recruit board members from the areas identified in order to be in compliance with this requirement.

Corrective Action Plan

2024-002 Internal Controls Over Compliance - Special Tests and Provisions (Tri-Partite Board) - Community Service Block Grant (CSBG) - CFDA 93.569 - Grant Period Year Ended September 30, 2024 Criteria: In accordance with the requirements of the Program outlined in ALN 93.569 CSBG, and the CSBG Act at 42 USC 9910, nonprofit organizations administer CSBG through a board. One-third (1/3) of the board members must be chosen in a democratic selection process adequate to assure that these members are representative of the low-income individuals and families served. An additional 1/3 of the board must be public elected and/or appointed officials. Condition: The Agency was unable to meet the 1/3 requirements for the public elected/appointed officials and the 1/3 requirement for low-income individuals and families served during the year ended September 30, 2024. Cause: While the Agency's controls did identify a lack of participation in these areas, they did not include control activities to resolve the non-compliance in a timely manner. Effect: The Agency is out of compliance with the provisions requiring Tri-Partite Board as defined by the CSBG Act at 42 USC 9910. Recommendation: We recommend the Agency recruit board members from the areas identified for compliance with this requirement. Corrective Action Plan: The Capital Area Community Action Agency Board membership fluctuates over time. Sometimes there are several public representatives or their designees on the board. Other times there are several private sector representatives. As a tripartite board, low-income representatives are always on the board. While the numbers are not always equal, the Agency strives to meet the spirit of the law in its recruitment efforts. The Board will work to develop a more robust recruitment method to ensure a balance of representation from the three sectors, as well as the eight counties we serve. We anticipate correcting this finding by the next review period.

Categories

Special Tests & Provisions Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 1161497 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 HEAD START $4.42M
93.569 COMMUNITY SERVICES BLOCK GRANT $545,124
81.042 WEATHERIZATION ASSISTANCE FOR LOW-INCOME PERSONS $412,097
10.558 CHILD AND ADULT CARE FOOD PROGRAM $380,697
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $115,438
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $80,972
93.600 COVID-19 HEAD START $17,949