Finding 1161493 (2021-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2021
Accepted
2025-10-28
Audit: 371390
Organization: Bristow Housing Authority (OK)
Auditor: MIKE ESTES PC

AI Summary

  • Core Issue: Tenant file deficiencies were found, including missing annual inspections and utility allowance reviews.
  • Impacted Requirements: HUD regulations on intake, processing, and documentation were not followed, affecting eligibility and rent calculations.
  • Recommended Follow-Up: Provide staff training and supervision to ensure compliance and prevent future issues.

Finding Text

Low Rent Program-CDFA#14.850 Finding 2021-002-Low Rent Tenant File Deficiencies-Eligibility Criteria and Specific Requirement HUD regulations dictate the necessary steps for intake, processing, maintaining the waiting list, processing of move-ins, interims, re-examinations, and various other aspects of the required paperwork and procedures. Condition Found We reviewed 18 files, 4 of which were audit year move-ins, and 14 were annual re-examinations. We noted the following exceptions: (a)-We were unable to find any annual inspections for the 14 re-examinations. We did note them for the 4 move-ins.(b)-We were unable to find the required annual review of the utility allowances. The January 27, 2020 Minutes discuss utility allowances and approve new ones. However, the minutes do not reflect for which period the new allowances covered. In addition, there was no documented analysis of whether utility rates had increased beyond the level which required revision, and whether the allowances changed or instead were a holdover from the old rates. (c)-We were unable to view the waiting list, and thus could not review whether the 4 move-ins reached the top of the list. (d)-One required Enterprise Income Verification (EIV} was not present in the proper time frame for the 18 files reviewed. (e)-Of the 14 re-examinations we reviewed, one was past-due when done. (f)-We were unable to review documentation of the review of flat rents. Cause It appears that the supervision was inadequate. There is no documentation of a supervisor’s review. Effect Assurance is not at the minimum required level that applicants were admitted in the proper order, that tenant rents were correctly calculated, and the other steps were properly executed. Recommendation to prevent future occurrences Staff should receive adequate training and be adequately supervised. Likely the situation has been corrected, given the current management, as noted below. View of Responsible Officials As noted previously, we were not the management during this audit period. Our initial Cooperative Agreement was executed November 14, 2023. We believe we have corrected the noted deficiencies.

Corrective Action Plan

Corrective Action Plan Finding: Finding 2021-002-Low Rent Tenant File Deficiencies-Eligibility Condition: We reviewed 18 files, 4 of which were audit year move-ins, and 14 were annual re-examinations. We noted the following exceptions: (a)-We were unable to find any annual inspections for the 14 re-examinations. We did note them for the 4 move-ins. (b)-We were unable to find the required annual review of the utility allowances. The January 27, 2020 Minutes discuss utility allowances and approve new ones. However, the minutes do not reflect for which period the new allowances covered. In addition, there was no documented analysis of whether utility rates had increased beyond the level which required revision, and whether the allowances changed or instead were a holdover from the old rates. (c)-We were unable to view the waiting list, and thus could not review whether the 4 move-ins reached the top of the list. (d)-One required Enterprise Income Verification (EIV} was not present in the proper time frame for the 18 files reviewed. (e)-Of the 14 re-examinations we reviewed, one was past-due when done. (f)-We were unable to review documentation of the review of flat rents. Corrective Action Planned As noted previously, we were not the management during this audit period. Our initial Cooperative Agreement was executed November 14, 2023. We believe we have corrected the noted deficiencies. Person responsible for corrective action: Diane Adams, Executive Director Telephone: (918) 367-5558 Housing Authority of Bristow, Oklahoma Fax: (918) 367-2341 1110 S. Chestnut Bristow, OK 74010 Anticipated Completion Date- June 30, 2026

Categories

Eligibility HUD Housing Programs

Other Findings in this Audit

  • 1161488 2021-001
    Material Weakness Repeat
  • 1161489 2021-002
    Material Weakness Repeat
  • 1161490 2021-005
    Material Weakness Repeat
  • 1161491 2021-006
    Material Weakness Repeat
  • 1161492 2021-001
    Material Weakness Repeat
  • 1161494 2021-005
    Material Weakness Repeat
  • 1161495 2021-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 PUBLIC HOUSING OPERATING FUND $430,114
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $253,071
14.850 COVID-19-PUBLIC HOUSING OPERATING FUND $59,260
14.871 COVID-19-SECTION 8 HOUSING CHOICE VOUCHERS $14,364