Finding 1161353 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2025-10-24
Audit: 371249
Organization: Augsburg University (MN)

AI Summary

  • Core Issue: The University failed to accurately report enrollment dates for 1 out of 40 students, violating federal regulations.
  • Impacted Requirements: Enrollment status changes must be reported to NSLDS within 30 or 60 days, including accurate effective dates and timely corrections.
  • Recommended Follow-Up: The University should improve its reporting procedures to ensure compliance with NSLDS requirements.

Finding Text

Federal Agency: Department of Education Federal Program Name: Student Financial Aid Cluster Assistance Listing Number: 84.007, 84.033, 84.063, 84.268 Federal Award Identification Number and Year: SFA - 2025 Award Period: June 1, 2024 to May 31, 2025 Type of Finding: • Significant Deficiency in Internal Control over Compliance • Other Matters Criteria or specific requirement: The Code of Federal Regulations, 34 CFR 685.309 requires that enrollment status changes for students be reported to NSLDS within 30 days or within 60 days if the student with the status change will be reported on a scheduled transmission within 60 days of the change in status. Regulations require the status include an accurate effective date. In addition, regulations require that an institution make necessary corrections and return the records within 10 days for any roster files that don’t pass the NSLDS enrollment reporting edits. Condition: We noted that 1 out of 40 students tested did not have their enrollment date correctly reported in NSLDS. Questioned costs: None Context: The University did not have an effective process in place to report the enrollment date for students with student teaching that run beyond the December graduation date. Cause: The University’s processes and controls did not ensure that student enrollment dates were accurately reported for a subset of the student population. Effect: The NSLDS system is not updated with the accurate student information which can cause the students to not properly enter the repayment period. Repeat Finding: Yes Recommendation: We recommend the University review its reporting procedures to ensure that students’ statuses are accurately and timely reported to NSLDS as required by regulations. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Assistance Cluster— Assistance Listing Nos. 84.007, 84.033, 84.063, 84.268 Recommendation: We recommend the University review its reporting procedures to ensure that students’ statuses are accurately and timely reported to NSLDS as required by regulations. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Student Financial Services is working with the Registrar to update our reporting practices for students with student teaching requirements. The registrar has connected with the Clearinghouse to confirm and utilize a separate file type for this population, which should resolve the reporting date issue. Name of the contact person responsible for corrective action: Catherine Maun Planned completion date for corrective action plan: May 31, 2026

Categories

Student Financial Aid Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1161348 2025-001
    Material Weakness Repeat
  • 1161349 2025-001
    Material Weakness Repeat
  • 1161350 2025-001
    Material Weakness Repeat
  • 1161351 2025-001
    Material Weakness Repeat
  • 1161352 2025-001
    Material Weakness Repeat
  • 1161354 2025-002
    Material Weakness Repeat
  • 1161355 2025-002
    Material Weakness Repeat
  • 1161356 2025-002
    Material Weakness Repeat
  • 1161357 2025-002
    Material Weakness Repeat
  • 1161358 2025-002
    Material Weakness Repeat
  • 1161359 2025-002
    Material Weakness Repeat
  • 1161360 2025-003
    Material Weakness Repeat
  • 1161361 2025-003
    Material Weakness Repeat
  • 1161362 2025-003
    Material Weakness Repeat
  • 1161363 2025-003
    Material Weakness Repeat
  • 1161364 2025-003
    Material Weakness Repeat
  • 1161365 2025-003
    Material Weakness Repeat
  • 1161366 2025-003
    Material Weakness Repeat
  • 1161367 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $19.58M
84.063 FEDERAL PELL GRANT PROGRAM $9.50M
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $948,108
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $685,822
84.033 FEDERAL WORK-STUDY PROGRAM $513,684
47.050 GEOSCIENCES $364,938
84.042 TRIO STUDENT SUPPORT SERVICES $334,197
84.217 TRIO MCNAIR POST-BACCALAUREATE ACHIEVEMENT $285,688
94.021 AMERICORPS VOLUNTEER GENERATION FUND 94.021 $160,003
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $81,075
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $76,681
47.074 BIOLOGICAL SCIENCES $61,237
43.008 OFFICE OF STEM ENGAGEMENT (OSTEM) $24,134
93.242 MENTAL HEALTH RESEARCH GRANTS $21,265
93.853 EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS $21,171
93.307 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH $21,084