Finding 1161329 (2022-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2025-10-23
Audit: 371223
Organization: COUNTY OF NEWTON (TX)

AI Summary

  • Core Issue: The County of Newton, Texas failed to file the required Data Collection form on time after their Single Audit Report.
  • Impacted Requirements: This noncompliance with OMB's Uniform Guidance 2 CFR 200.512 may jeopardize current and future federal grant opportunities.
  • Recommended Follow-Up: The County's Commissioner's should establish and enforce internal controls for better oversight and timely reporting to meet compliance standards.

Finding Text

Criteria: OMB's Uniform Guidance 2 CFR 200.512 requires a Data Collection form to be filed the earlier of 30 days after receipt of the Single Audit Report of nine months after year-end for those entities expending more than $750,000 of federal funds. Condition: The County of Newton, Texas did not file the required Data Collection form within the required time period. Cause: Due to a change in staffing of management level positions, including the County Treasurer and County Judge, the County of Newton, Texas was unable to compile its internal reports and prepare its financial statements in a timely manner for audit. Due to the timing of the preparation of the financial statements, the County of Newton, Texas was unable to submit the Data Collection form timely and was not in compliance with reporting requirements. Effect: The noncompliance with compliance attributes required under the Uniform Guidance 2 CFR 200 may affect the County of Newton, Texas's current grant contracts and the opportunity to qualify for future grants.Recommendation: The County of Newton, Texas's Commissioner's should adopt and management should implement internal controls over oversight, monitoring and reporting to ensure compliance requirements as per the Uniform Guidance 2 CFR 200.

Corrective Action Plan

The Commissioner’s of the County of Newton, Texas has reviewed the finding indicated as 2022-003 and agree with the finding. The Commissioner’s have adopted controls, and employed external accounting support, to insure that the County will comply in all material respects with its reporting requirements as per the Uniform Guidance 2 CFR 200. Anticipated Completion Date: September 30, 2025 Responsible Parties: Sherry Moore, County Auditor and Commissioners

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 1161300 2022-002
    Material Weakness Repeat
  • 1161301 2022-003
    Material Weakness Repeat
  • 1161302 2022-002
    Material Weakness Repeat
  • 1161303 2022-003
    Material Weakness Repeat
  • 1161304 2022-002
    Material Weakness Repeat
  • 1161305 2022-003
    Material Weakness Repeat
  • 1161306 2022-002
    Material Weakness Repeat
  • 1161307 2022-003
    Material Weakness Repeat
  • 1161308 2022-002
    Material Weakness Repeat
  • 1161309 2022-003
    Material Weakness Repeat
  • 1161310 2022-002
    Material Weakness Repeat
  • 1161311 2022-003
    Material Weakness Repeat
  • 1161312 2022-002
    Material Weakness Repeat
  • 1161313 2022-003
    Material Weakness Repeat
  • 1161314 2022-002
    Material Weakness Repeat
  • 1161315 2022-003
    Material Weakness Repeat
  • 1161316 2022-002
    Material Weakness Repeat
  • 1161317 2022-003
    Material Weakness Repeat
  • 1161318 2022-002
    Material Weakness Repeat
  • 1161319 2022-003
    Material Weakness Repeat
  • 1161320 2022-002
    Material Weakness Repeat
  • 1161321 2022-003
    Material Weakness Repeat
  • 1161322 2022-002
    Material Weakness Repeat
  • 1161323 2022-003
    Material Weakness Repeat
  • 1161324 2022-002
    Material Weakness Repeat
  • 1161325 2022-003
    Material Weakness Repeat
  • 1161326 2022-002
    Material Weakness Repeat
  • 1161327 2022-003
    Material Weakness Repeat
  • 1161328 2022-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.78M
90.404 HAVA ELECTION SECURITY GRANTS $120,000
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $104,153
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $21,184
97.039 HAZARD MITIGATION GRANT $15,814
97.067 HOMELAND SECURITY GRANT PROGRAM $14,770
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $14,309
45.129 PROMOTION OF THE HUMANITIES FEDERAL/STATE PARTNERSHIP $4,800
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $3,300