Finding 1161185 (2024-004)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-10-22
Audit: 371184
Organization: Conejos County, Colorado (CO)

AI Summary

  • Core Issue: The County failed to submit the Single Audit reporting package by the required deadline, indicating a significant internal control weakness.
  • Impacted Requirements: This noncompliance violates the Uniform Administrative Requirements, specifically 2 CFR 200.512.
  • Recommended Follow-Up: The County should enhance internal controls and establish clear policies for timely year-end financial reporting to ensure future compliance.

Finding Text

Finding 2024-004: Internal Control over Compliance Type of finding: Internal Control (material weakness) and Compliance (material noncompliance) Criteria: The Report submission portion of the Uniform Administrative Requirements, Cost Principles, and Audit Requirements (Subpart F: 2 CFR 200.512) requires that an auditee submit the Single Audit reporting package and data collection form earlier of nine months after the end of the audit period or 30 calendar days after the County received the Auditors’ report. Condition: The County did not submit the Single Audit reporting package to the Federal Audit Clearinghouse and data collection form by the due date of September 30, 2025. Cause: The County does not have a system of internal control in place to perform year-end financial close and reporting in a timely manner. Effect: The County is not in compliance with Uniform Administrative Requirements, Cost Principles, and Audit Requirements (Subpart F: 2 CFR 200.512). Recommendation: The County should strengthen its internal controls over year-end financial close and reporting with adopted policies and procedures to ensure compliance with the Report submission portion of the Uniform Administrative Requirements, Cost Principles, and Audit Requirements section. Management’s Response: See corrective action plan.

Corrective Action Plan

Finding 2024-004: Internal Control over Compliance Type of finding: Internal Control (material weakness) and Compliance (material noncompliance) Recommendation: The County should strengthen its internal controls over year-end financial close and reporting with adopted policies and procedures to ensure compliance with the Report submission portion of the Uniform Administrative Requirements, Cost Principles, and Audit Requirements section. Action Taken: This finding is very similar to 2024-002. So, the action taken will be the same as noted for that finding and is as follows. The new accountants are not anticipating any issues with meeting the deadline of June 30, 2026 for the 2025 audit. As they have been busy implementing the new processes that are mentioned in the action taken plan for finding 2024-001. These new processes will ensure that they are able to meet any audit requirements for the 2025 audit in a timely manner. In addition, they are already making plans to start submitting reports, etc. to the auditor immediately beginning in the first quarter of 2026. Another thing that will help with the completion of the audit by deadline is that the accounting office and Treasurer's office have developed a good relationship and have a great line of communication, which helps in getting tasks completed on time. If there are questions regarding this plan, please call the party responsible listed below. Sincerely yours, Tressesa Martinez County Administrator Conejos County, Colorado

Categories

Allowable Costs / Cost Principles Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1161182 2024-003
    Material Weakness Repeat
  • 1161183 2024-004
    Material Weakness Repeat
  • 1161184 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.032 LOCAL ASSISTANCE AND TRIBAL CONSISTENCY FUND $1.28M
10.665 SCHOOLS AND ROADS - GRANTS TO STATES - TITLE I $281,902
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $270,217
93.778 GRANTS TO STATES FOR MEDICAID $182,750
93.563 CHILD SUPPORT SERVICES $127,273
10.565 COMMODITY SUPPLEMENTAL FOOD PROGRAM - USDA FOODS $117,102
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $111,370
93.658 FOSTER CARE TITLE IV-E $104,448
93.323 COVID-19 EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC) $96,032
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $57,087
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $56,300
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $55,765
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $50,473
93.659 ADOPTION ASSISTANCE $47,715
93.967 CENTERS FOR DISEASE CONTROL AND PREVENTION COLLABORATION WITH ACADEMIA TO STRENGTHEN PUBLIC HEALTH $47,248
10.569 EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) $37,822
93.069 PUBLIC HEALTH EMERGENCY PREPAREDNESS $30,041
93.667 SOCIAL SERVICES BLOCK GRANT $27,119
16.575 CRIME VICTIM ASSISTANCE $24,804
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $23,579
10.565 COMMODITY SUPPLEMENTAL FOOD PROGRAM - ADMINISTRATIVE FUNDS $22,357
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $20,856
10.665 SCHOOLS AND ROADS - GRANTS TO STATES - TITLE III $15,092
93.994 MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES $12,198
93.268 COVID-19 IMMUNIZATION COOPERATIVE AGREEMENTS $5,765
93.645 STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM $4,454
93.558 COVID-19 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $4,392
93.090 GUARDIANSHIP ASSISTANCE $849
10.551 SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $582
93.667 COVID-19 SOCIAL SERVICES BLOCK GRANT $-2,444