Finding 1160963 (2024-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-10-20
Audit: 370996
Organization: City of Warwick, Rhode Island (RI)

AI Summary

  • Core Issue: The City failed to submit the required semi-annual performance report on time for fiscal year 2024.
  • Impacted Requirements: Compliance with federal award terms, specifically the deadlines of April 30th and October 30th for report submissions.
  • Recommended Follow-Up: Strengthen internal controls to ensure timely submission of all federal reports and maintain eligibility for future funding.

Finding Text

Federal Agency: U.S. Environmental Protection Agency Federal Programs: Congressionally Mandated Projects Assistance Listing Number: 66.202 Federal Award Identification Number and Year: 00A01315, 2024 Award Period: December 8, 2023 – December 1, 2025 Compliance Requirement: Reporting Type of Finding: - Significant Deficiency in Internal Control over Compliance - Other Matters Criteria or specific requirement: Per the terms and conditions of the federal award, the semi-annual performance report must be submitted no later than April 30th and October 30th of each year. Condition: The City did not submit the required semi-annual performance report required during fiscal year 2024 within the time frame specified by the federal awarding agency. Questioned Costs: None. Context: The one semi-annual performance report required to be submitted during the period under audit was not submitted. Cause: The City’s procedures were not sufficient to ensure that reports were submitted timely. Effect: Failure to submit timely performance reports may hinder the federal awarding agency’s ability to monitor project progress and compliance and may impact the City’s eligibility for continued funding or future awards. Recommendation: We recommend the City strengthen its internal controls over federal reporting requirements to ensure timely compliance with all federal reporting deadlines. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Congressionally Mandated Projects - Assistance Listing #66.202 Recommendation: We recommend that the City strengthen its internal controls over federal reporting requirements to ensure timely compliance with all federal reporting deadlines. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Department personnel inquired, through their contact for the grant, about the reporting requirements. Multiple reimbursement requests were submitted and the all payments were received. No notification was received regarding any missing reports. As of 7/24/2025, all reporting was up to date. Name(s) of the contact person(s) responsible for corrective action: Angie Murray Planned completion date for corrective action plan: 7/24/2025

Categories

Eligibility Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1160964 2024-003
    Material Weakness Repeat
  • 1160965 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $7.57M
84.010 Title I Grants to Local Educational Agencies $1.91M
97.083 Staffing for Adequate Fire and Emergency Response (safer) $1.73M
66.202 Congressionally Mandated Projects $1.25M
32.009 Emergency Connectivity Fund Program $534,096
14.251 Economic Development Initiative, Community Project Funding, and Miscellaneous Grants $516,667
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $478,695
84.048 Career and Technical Education -- Basic Grants to States $290,443
84.425 Education Stabilization Fund $274,244
20.616 National Priority Safety Programs $226,633
97.067 Homeland Security Grant Program $199,857
10.553 School Breakfast Program $187,304
10.555 National School Lunch Program $169,597
16.835 Body Worn Camera Policy and Implementation $161,817
84.173 Special Education Preschool Grants $140,762
84.027 Special Education Grants to States $134,047
10.582 Fresh Fruit and Vegetable Program $119,594
84.371 Comprehensive Literacy Development $116,344
84.424 Student Support and Academic Enrichment Program $112,350
14.218 Community Development Block Grants/entitlement Grants $86,366
84.196 Education for Homeless Children and Youth $85,615
16.710 Public Safety Partnership and Community Policing Grants $84,823
16.U03 Fbi/cetf $48,450
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $46,626
97.044 Assistance to Firefighters Grant $42,836
16.922 Equitable Sharing Program $39,498
10.558 Child and Adult Care Food Program $29,578
16.U01 Cbp/ice Grant $23,063
84.365 English Language Acquisition State Grants $19,342
84.411 Education Innovation and Research (formerly Investing in Innovation (i3) Fund) $16,194
20.600 State and Community Highway Safety $11,074
10.559 Summer Food Service Program for Children $1,338