Finding 1160399 (2024-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-10-15
Audit: 370818
Organization: Department of Public Safety (PR)

AI Summary

  • Core Issue: The Department failed to submit the Data Collection Form and Reporting Package on time, violating federal reporting requirements.
  • Impacted Requirements: Compliance with 2 CFR § 200.512, which mandates timely submission of audit-related documents.
  • Recommended Follow-Up: Improve accounting systems and internal controls, and initiate audit contract proposals earlier to ensure timely completion and submission.

Finding Text

FEDERAL PROGRAM ALL FEDERAL PROGRAMS ON THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AWARD NUMBER ALL AWARDS COMPLIANCE REQUIREMENT REPORTING TYPE OF FINDING MATERIAL NONCOMPLIANCE AND MATERIAL WEAKNESS CRITERIA 2 CFR § 200.512 Report Submission, (a) (1) The audit must be completed and the data collection form described in paragraph (b) of this section and reporting package described in paragraph (c) of this section must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period. If the due date falls on a Saturday, Sunday, or Federal holiday, the reporting package is due the next business day. STATEMENT OF CONDITION The Department did not submit the Data Collection Form and Reporting Package to the Federal Audit Clearinghouse of fiscal year ended June 30, 2024 during the required period. QUESTIONED COSTS None PERSPECTIVE INFORMATION The Financial Statement Audit and Single Audit Contract for the fiscal year ended on June 30, 2024 was signed on March 26, 2025. Accordingly, the Department was unable to provide timely the financial statement, SEFA and related supporting documentation in order to apply required audit procedures. STATEMENT OF CAUSE The Department did not have an effective accounting system and procedures to assure that the required financial statement and supporting documentation was made available for audit purposes within the required period established to comply with the Federal regulations. POSSIBLE ASSERTED EFFECT The Department did not comply with the submission date required for the Data Collection Form and Reporting Package, this could affect the continuance and new approvals of Federal funds. In addition, for the next two (2) fiscal years the Department cannot be considered by the auditor as a low risk auditee. IDENTIFICATION OF REPEAT FINDING Not applicable. RECOMMENDATIONS We recommend the Department maintain adequate accounting records related to the non-Federal and Federal funds in order to properly prepare the financial statement accurately and in a timely manner. In addition, the Department needs to implement adequate internal controls procedures in order to ensure that the supporting documentation is available in a timely manner. Also, request for proposals for the audit contract should be initiated with sufficient time in advance to permit the completion of the audit and submission of the Reporting Package.

Corrective Action Plan

Expedite the audit contracting process to ensure compliance with established deadlines, in accordance with applicable regulations. IMPLEMENTATION DATE Immediately RESPONSIBLE PERSON Maritza Torres López

Categories

Reporting

Other Findings in this Audit

  • 1160398 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.039 Hazard Mitigation Grant $1.32M
21.027 Coronavirus State and Local Fiscal Recovery Funds $73,400
97.067 Homeland Security Grant Program $6,330