Finding 1160353 (2024-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-10-13

AI Summary

  • Core Issue: A federal program's expenses were misclassified, leading to an understatement of $23,200 in the Schedule of Expenditures of Federal Awards.
  • Impacted Requirements: Compliance with U.S. CFR Part 200, which mandates accurate reporting of federal awards and expenditures.
  • Recommended Follow-Up: Enhance review procedures for expense allocations to ensure accurate recording of all program expenditures.

Finding Text

Criteria Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) require non-federal entities to prepare a schedule of expenditures of federal awards (SEFA) for the period covered by the entity’s financial statements. Under the Uniform Guidance, the non-federal entities are required to identify in their accounts all federal awards received and expended, as well as the federal programs under which they were received. Condition During our audit of federal award expenditures, we noted contract expense for a federal program was misclassified and not included a part of the federal awards program’s expenditures. Cause Upon inquiry with management, cost was erroneously assigned to a non-federal program in a journal entry prepared at the end of the month. Effect A major program reported in the Schedule of Expenditures of Federal Awards was understated by $23,200. Recommendation We recommend the Organization strengthen its review procedures in the allocation of expenditures to ensure all program expenses are properly allocated when recording accrual entries. Views of Responsible Officials Management concurs with the finding.

Corrective Action Plan

Recommendation: We recommend the Organization establish policies and procedures to ensure adequate internal controls over the drawdown process of federal awards. Prior to submission of drawdown, supporting schedules and reports are reviewed by the Executive Director or appropriate management personnel. Plan: All federal draw down requests will be preceded by a revenues and expenses report provided to the Executive Director and the program manager for their review prior to draw down of the funds through any related portals. Person Responsible: Program Manager and Executive Director Plan Implementation: 9/30/2025 Status: Implemented

Categories

Allowable Costs / Cost Principles Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1160354 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.045 Community-Based Violence Intervention and Prevention Initiative $646,244
17.270 Reentry Employment Opportunities $179,761
16.582 Crime Victim Assistance/discretionary Grants $6,621