Finding 1160271 (2023-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2025-10-10

AI Summary

  • Core Issue: The authority lacks written procurement procedures for federal awards and subawards.
  • Impacted Requirements: This absence violates the Uniform Guidance and Single Audit Standards, which mandate documented internal controls for compliance.
  • Recommended Follow-Up: Management should create and document procurement procedures that align with federal standards to ensure compliance.

Finding Text

CONDITION: NONFEDERAL ENTITIES MUST HAVE AND USE DOCUMENTED PROCUREMENT PROCEDURES, CONSISTENT WITH STATE, LOCAL, AND TRIBAL LAWS AND REGULATIONS AND THE STANDARDS, FOR THE ACQUISITION OF PROPERTY OR SERVICES REQUIRED UNDER A FEDERAL AWARD OR SUBAWARD. THE AUTHORITY DOES NOT HAVE WRITTEN PROCUREMENT POLICIES AND PROCEDURES FOR FEDERAL AWARDS AND SUBAWARDS. CRITERIA: THE UNIFORM GUIDANCE AND SINGLE AUDIT STANDARDS REQUIRE THAT LOCAL ENTITIES RECEIVING FEDERAL AND STATE AWARDS ESTABLISH AND MAINTAIN INTERNAL CONTROL DESIGNED TO REASONABLY ENSURE COMPLIANCE WITH LAWS, REGULATIONS, AND PROGRAM COMPLIANCE REQUIREMENTS. THE UNIFORM GUIDANCE AND SINLE AUDIT STANDARDS FURTHER REQUIRE AUDITORS TO OBTAIN AN UNDERSTANDING OF THE LOCAL ENTITY'S INTERNAL CONTROL OVER FEDERAL AND STATE PROGRAMS. TO MINIMIZE THE RISK OF ERRORS, INTERNAL CONTROLS SHOULD BE IN PLACE FOR ALL PROGRAM COMPLIANCE REQUIREMENTS, INCLUDING THE PROCUREMENT PROCEDURES. CAUSE: THE AUTHORITY DOES NOT HAVE WRITTEN PROCUREMENT POLICIES AND PROCEDURES FOR FEDERAL AWARDS AND SUBAWARDS. EFFECT: THE AUTHORITY IS NOT IN COMPLIANCE WITH THE UNIFORM GUIDANCE AND SINGLE AUDIT STANDARDS. QUESTIONED COSTS: NONE NOTED. RECOMMENDATION: MANAGEMENT NEEDS TO DEVELOP AND DOCUMENT PROCUREMENT PROCEDURES, CONSISTENT WITH UNIFORM GUIDANCE AND SINGLE AUDIT STANDARDS FOR FEDERAL AWARDS AND SUBAWARDS. VIEWS OF RESPONSIBLE OFFICIALS AND PLANNED CORRECTIVE ACTION: THE BOARD CONCUR WITH THE RECOMMENDATION. WE WILL DOCUMENT THE PROCUREMENT PROCEDURES FOR FEDERAL AWARDS AND SUBAWARDS.

Corrective Action Plan

THE BOARD WILL DOCUMENT THE PROCUREMENT PROCEDURES FOR FEDERAL AWARDS AND SUBAWARDS.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
20.106 Airport Improvement Program, Infrastructure Investment and Jobs Act Programs, and Covid-19 Airports Programs $4.02M