Finding 1160269 (2024-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-10-10
Audit: 370650

AI Summary

  • Core Issue: An error in the architect's payment application led to an overpayment to the construction company.
  • Impacted Requirements: Compliance with procurement criteria for construction contracts, specifically the need for accurate Applications and Certificates for Payment.
  • Recommended Follow-Up: School district management should remind the architect of their responsibilities and review payment applications for accuracy.

Finding Text

U.S. Department of Homeland Security Pass-through the Mississippi Emergency Management Agency Program Name: Disaster Grants – Public assistance (presidentially declared disaster) Program Assistance Listing Number: 97.036 Compliance Requirement: Procurement CRITERIA: Construction contracts utilizing the services of an architect require an Application and Certificate for Payment, as certified by the architect, prior to any payment by the school district for the cost of completed construction for the period covered specified in the Application and Certificate for Payment. The certification by the architect states that “the work covered by this Application and Certification for Payment has been completed in accordance with the contract documents…and that the current amount shown herein is now due.” This certification implies that the current payment request is correct and accurate. CONDITION: The school district received the Application and Certificate for Payment (Hunt School Project – Number 3) from the architect, which was dated September 28, 2023, for $395,773.62 and was subsequently properly paid by the school district to the construction company. The school district received the Application and Certificate for Payment (Hunt School Project – Number 4) from the architect dated October 25, 2023, for $794,583.62. Application Number 4 included, in error, the Application Number 3 amount of $395,773.62 which was previously paid by the school district. The school district subsequently made payment to the construction company for the total amount of Application Number 4 for $794,583.62. The Mississippi Emergency Management Agency (MEMA) detected the error and requested proper reimbursements be made by the school district to MEMA. Thus, the school district reimbursed MEMA their requested amount ($296,830.22) and the construction company properly reimbursed the school district its appropriate amount ($395,773.62). CAUSE OF CONDITION: This condition was an error by the architect in completing the Application and Certificate for Payment and the school district management for its failure to detect the error. EFFECT OF CONDITION: The effect of this condition resulted in the overpayment to the construction contractor and excess reimbursement to the school district by MEMA. QUESTIONED COST: None. REPEAT FINDING: Not a repeat finding. RECOMMENDATION: It is recommended that school district management remind the architect of his duties and responsibilities to remit correct and accurate Applications and Certificates for Payment. Furthermore, it is recommended that the school district management review the architect’s Application and Certificates for Payment and the accompanying schedule of values, to the extent practicable, to determine the accuracy of the documentation. VIEWS OF RESPONSIBLE OFFICIAL(S): In agreement. See the school district response in the Corrective Action Plan in this report.

Corrective Action Plan

Contact person responsible for corrective action: Holly M. Rogers Description of corrective action to be taken: A spreadsheet has been created to assist in project progression with appropriate expenditure calculations compared to total prior payments. Antcipated completion date of corrective action: 09/15/2025.

Categories

Procurement, Suspension & Debarment Cash Management

Programs in Audit

ALN Program Name Expenditures
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $6.04M
84.010 Title I Grants to Local Educational Agencies $2.94M
10.555 National School Lunch Program $2.34M
10.553 School Breakfast Program $1.49M
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $396,423
84.424 Student Support and Academic Enrichment Program $175,149
84.358 Rural Education $112,475
10.559 Summer Food Service Program for Children $106,934
84.048 Career and Technical Education -- Basic Grants to States $56,860
84.027 Special Education Grants to States $15,262
84.173 Special Education Preschool Grants $9,289
12.U01 Reserve Officers' Training Corps $8,244
84.425 Education Stabilization Fund $5,756
84.365 English Language Acquisition State Grants $760
96.001 Social Security Disability Insurance $714