Finding 1160170 (2023-007)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2025-10-08

AI Summary

  • Core Issue: The Authority failed to provide documentation showing that applicants selected from the waiting list were at the top on pull dates.
  • Impacted Requirements: Written policies in the HCVP administrative plan must be followed for selecting applicants from the waiting list.
  • Recommended Follow-Up: The Authority should review and improve procedures for maintaining the waiting list and ensure proper documentation is available for all pulls.

Finding Text

Federal Program – Housing Voucher Cluster 14.871 & 14.879 – Material Weakness Criteria or Specific Requirement – The Program requires the Authority to have written policies in its HCVP administrative plan for selecting applicants from the waiting list and PHA documentation must show the PHA follows these policies when selecting these applicants for admission from the waiting list. Except as provided in 24 CFR section 982.203 Special admission (non-waiting list), all families admitted to the program must be selected from the waiting list. “Selection” from the waiting list generally occurs when the PHA notifies a family whose name reaches the top of the waiting list to come in to verify eligibility for admission (24 CFR sections 5.410, 982.5(d), and 982.201 through 982.207). Condition – The Authority had 42 pulls from the waiting list in the current year. We selected 5 pulls (10%) and tested to ensure those at the top of the waiting list on the pull dates were selected. The Authority was unable to provide us documentation supporting those individuals were at the top of the waiting list on the pull dates. Cause – Management Oversight. Questioned Costs – Not applicable Context – We tested compliance on a sample of 5 pull dates (10%) out of the population of 42 pull dates. Effect – Applicants may not be selected from the waiting list properly. Recommendation – We recommend that the Authority review the procedures for maintaining and reviewing the waiting list to ensure required documentation is available to support the applicants pulled on the pull dates. Repeat Finding – No. Views of Responsible Officials – The Authority will review its policies and procedures for ensuring proper documentation of waiting list pulls.

Corrective Action Plan

Contact Person Terry Hanson, Executive Director Corrective Action Plan The Authority will review its policies and procedures for ensuring proper documentation on waiting list pulls. Planned Completion Date for CAP Immediately

Categories

Eligibility HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1160155 2023-004
    Material Weakness Repeat
  • 1160156 2023-004
    Material Weakness Repeat
  • 1160157 2023-004
    Material Weakness Repeat
  • 1160158 2023-004
    Material Weakness Repeat
  • 1160159 2023-005
    Material Weakness Repeat
  • 1160160 2023-005
    Material Weakness Repeat
  • 1160161 2023-005
    Material Weakness Repeat
  • 1160162 2023-005
    Material Weakness Repeat
  • 1160163 2023-006
    Material Weakness Repeat
  • 1160164 2023-006
    Material Weakness Repeat
  • 1160165 2023-006
    Material Weakness Repeat
  • 1160166 2023-006
    Material Weakness Repeat
  • 1160167 2023-007
    Material Weakness Repeat
  • 1160168 2023-007
    Material Weakness Repeat
  • 1160169 2023-007
    Material Weakness Repeat
  • 1160171 2023-008
    Material Weakness Repeat
  • 1160172 2023-008
    Material Weakness Repeat
  • 1160173 2023-008
    Material Weakness Repeat
  • 1160174 2023-008
    Material Weakness Repeat
  • 1160175 2023-009
    Material Weakness Repeat
  • 1160176 2023-009
    Material Weakness Repeat
  • 1160177 2023-009
    Material Weakness Repeat
  • 1160178 2023-009
    Material Weakness Repeat
  • 1160179 2023-010
    Material Weakness Repeat
  • 1160180 2023-010
    Material Weakness Repeat
  • 1160181 2023-010
    Material Weakness Repeat
  • 1160182 2023-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $383,435
14.871 Section 8 Housing Choice Vouchers $203,473
14.276 Youth Homelessness Demonstration Program $157,673
14.896 Family Self-Sufficiency Program $128,155
14.267 Continuum of Care Program $15,968
14.879 Mainstream Vouchers $14,723
14.218 Community Development Block Grants/entitlement Grants $2,800