Finding 1160048 (2024-001)

Material Weakness Repeat Finding
Requirement
ABE
Questioned Costs
-
Year
2024
Accepted
2025-10-06
Audit: 370500
Organization: Todmorden Foundation (DE)

AI Summary

  • Core Issue: Significant deficiencies in internal controls led to material audit adjustments of $1,450,803 for federal awards reporting.
  • Impacted Requirements: Expenditures must comply with U.S. GAAP and uniform guidance in the Schedule of Expenditures of Federal Awards.
  • Recommended Follow-Up: Management should evaluate and strengthen policies for tracking federal funding and expenditures to prevent future discrepancies.

Finding Text

Type of Finding: Significant Deficiency (Internal Control over Financial Reporting) Condition: Material audit adjustments were necessary to present the Schedule of Expenditures of Federal Awards for the year ended December 31, 2024 in accordance with U.S. generally accepted accounting principles (GAAP) and the uniform guidance. The adjustments cumulatively increased 2024 total expenditures of federal awards by $1,450,803. Significant causes of the adjustments included failure to properly track federal funding grants throughout the year. Since Todmorden’s internal control policies and procedures did not prevent, or detect and correct, material findings of the Schedule of Expenditures of Federal Awards, we concluded there is a significant deficiency in Todmorden’s internal control over financial reporting. Criteria: Todmorden’s expenditures of federal awards are required to be recorded in the Schedule of Expenditures of Federal Awards in accordance with U.S. generally accepted accounting principles (GAAP) and the uniform guidance. Cause: As a first time recipient of large amount of federal funding, Todmorden is newly obligated to submit a Schedule of Expenditures of Federal Awards ( SEFA) for the year ended December 31, 2024. Consequently, the company did not have appropriate internal policies and procedures to appropriately identify and track federal spending throughout the year. Effect: We proposed several material adjustments during our audit of the December 31, 2024, Schedule of Expenditures of Federal Awards. Recommendation: Management should assess the adequacy of the design of its policies and procedures related to the preparation of the Schedule of Expenditures of Federal Awards and design appropriate controls as necessary to rectify inadequacies. Some of the specific areas that need to be addressed include the proper identification of the receipt of federal funding and tracking of the spending of such funds. Condition: Material audit adjustments were necessary to present the Schedule of Expenditures of Federal Awards for the year ended December 31, 2024 in accordance with U.S. generally accepted accounting principles (GAAP) and the uniform guidance. The adjustments cumulatively increased 2024 total expenditures of federal awards by $1,450,803. Significant causes of the adjustments included failure to properly track federal funding grants throughout the year. Since Todmorden’s internal control policies and procedures did not prevent, or detect and correct, material findings of the Schedule of Expenditures of Federal Awards, we concluded there is a significant deficiency in Todmorden’s internal control over financial reporting. Criteria: Todmorden’s expenditures of federal awards are required to be recorded in the Schedule of Expenditures of Federal Awards in accordance with U.S. generally accepted accounting principles (GAAP) and the uniform guidance. Cause: As a first time recipient of large amount of federal funding, Todmorden is newly obligated to submit a Schedule of Expenditures of Federal Awards ( SEFA) for the year ended December 31, 2024. Consequently, the company did not have appropriate internal policies and procedures to appropriately identify and track federal spending throughout the year. Effect: We proposed several material adjustments during our audit of the December 31, 2024, Schedule of Expenditures of Federal Awards. Recommendation: Management should assess the adequacy of the design of its policies and procedures related to the preparation of the Schedule of Expenditures of Federal Awards and design appropriate controls as necessary to rectify inadequacies. Some of the specific areas that need to be addressed include the proper identification of the receipt of federal funding and tracking of the spending of such funds.

Corrective Action Plan

Todmorden received government grant funding in 2024 and of that funding $1,450,803 was not properly tracked throughout the year. This has been corrected by accounting for federal funding as deferred revenue until such time that Todmorden has used those funds for their designated purpose. Additionally, prior to federal funds being spent, an approval to use those funds will need to be obtained by either the CEO or Vice President. For federal funds that are attributable to Todmorden but might not pass through Todmorden such as funds used in a Low-Income Housing Tax Credit project, all sources and uses for draw requests should be reviewed to identify the use of federal funds.

Categories

Reporting

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $1.45M
14.251 Economic Development Initiative, Community Project Funding, and Miscellaneous Grants $1.00M
21.027 Coronavirus State and Local Fiscal Recovery Funds $319,137