Finding 1159760 (2024-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-10-02

AI Summary

  • Core Issue: Internal controls over financial reporting are weak, leading to missed accruals for 2024 expenditures.
  • Impacted Requirements: GAAP requires all expenditures to be recorded in the period they occur, which was not followed for two invoices.
  • Recommended Follow-Up: Management should review late invoices and consider obtaining estimates from vendors to ensure all material costs are recorded timely.

Finding Text

2024 – 001 Type of Finding: • Significant Deficiency in Internal Control over Financial Reporting Criteria or Specific Requirement: Generally accepted accounting principles (GAAP) requires the recording of expenditures in the period that they were incurred. Condition: There were two invoices for 2024 services that were not originally accrued for at year-end prior to the audit. Questioned costs: No questioned costs as the expenditures were allowable in accordance with the grant and within the grant period. Context: Both expenditures were for third party transit homeless outreach services that occurred in 2024 and were invoiced in 2025. The actual expenditures are allowable costs and within the grant period, however, the expenditures were not recorded in the Organization’s financial statements as required by GAAP. Cause: The two invoices were not received until January and March 2025 for the service period of October through December 2024. Management submits invoices when requesting grant reimbursements and therefore did not accrue the missing invoices until the annual audit. Effect: Prior to recording the audit adjustment, grant expenditures and the related accrual, and the corresponding grant revenue and receivable for 2024 were understated. However, the net impact to the changes in net assets for 2024 was not material. Repeat Finding: No Recommendation: Management should review invoices received subsequent to year-end and/or obtain estimates with vendors that typically bill in arrears in order to ensure that material expenditures (ad related grant revenue if applicable) are recorded in the financial statements as required by GAAP. Views of Responsible Officials: While Management does not agree with the finding, Management recorded the necessary audit adjustment.

Corrective Action Plan

Management will continue to request invoices from vendors in a timely manner. In the event a vendor fails to provide such invoice management will make reasonably estimate of expense to be accrued at year-end.

Categories

Allowable Costs / Cost Principles Cash Management Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1159739 2024-002
    Material Weakness Repeat
  • 1159740 2024-002
    Material Weakness Repeat
  • 1159741 2024-002
    Material Weakness Repeat
  • 1159742 2024-002
    Material Weakness Repeat
  • 1159743 2024-002
    Material Weakness Repeat
  • 1159744 2024-002
    Material Weakness Repeat
  • 1159745 2024-002
    Material Weakness Repeat
  • 1159746 2024-002
    Material Weakness Repeat
  • 1159747 2024-002
    Material Weakness Repeat
  • 1159748 2024-002
    Material Weakness Repeat
  • 1159749 2024-002
    Material Weakness Repeat
  • 1159750 2024-001
    Material Weakness Repeat
  • 1159751 2024-001
    Material Weakness Repeat
  • 1159752 2024-001
    Material Weakness Repeat
  • 1159753 2024-001
    Material Weakness Repeat
  • 1159754 2024-001
    Material Weakness Repeat
  • 1159755 2024-001
    Material Weakness Repeat
  • 1159756 2024-001
    Material Weakness Repeat
  • 1159757 2024-001
    Material Weakness Repeat
  • 1159758 2024-001
    Material Weakness Repeat
  • 1159759 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.136 Injury Prevention and Control Research and State and Community Based Programs $153,232
93.958 Block Grants for Community Mental Health Services $118,408
93.488 National Harm Reduction Technical Assistance and Syringe Services Program (ssp) Monitoring and Evaluation Funding Opportunity $88,665
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation’s Health $84,962
21.027 Coronavirus State and Local Fiscal Recovery Funds $67,000
14.231 Emergency Solutions Grant Program $58,315
93.279 Drug Use and Addiction Research Programs $47,366
93.959 Block Grants for Prevention and Treatment of Substance Abuse $25,995
93.788 Opioid Str $24,529
93.138 Protection and Advocacy for Individuals with Mental Illness $1,814