Finding 1159583 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-10-01
Audit: 370224
Organization: Loretto Rest Realty Corporation (NY)
Auditor: Bonadio & CO LLP

AI Summary

  • Core Issue: The Organization missed the deadline for submitting the REAC Financial Data Schedule (FDS) for 2023, filing it four days late.
  • Impacted Requirements: This delay violates HUD’s Uniform Financial Reporting Standards, which mandate timely submission for compliance and oversight.
  • Recommended Follow-Up: Strengthen internal controls to ensure timely submissions of all required reports, including the REAC FDS, to avoid future compliance risks.

Finding Text

Condition: The Organization did not submit its REAC Financial Data Schedule (FDS) for the year ended December 31, 2023, by the required due date. The REAC submission was filed on October 4, 2024, which was four days after the required deadline. Criteria: Per HUD’s Uniform Financial Reporting Standards and the OMB Uniform Guidance, recipients of HUD assistance are required to submit their annual audited financial statements and related REAC FDS electronically through the REAC system no later than nine months after the end of their fiscal year. Timely submission is necessary for HUD’s oversight and monitoring of program compliance. Cause: Management did not have adequate monitoring controls in place to ensure timely submission of the REAC FDS to HUD. The delay was attributed to administrative delays in processing the filing. Effect: Failure to submit the REAC FDS by the required deadline places the Organization at risk of noncompliance with HUD requirements or potential impacts on future funding and participation in HUD programs. Recommendation: We recommend that the Organization strengthen its internal controls to ensure timely submission of required reports, including the REAC FDS. Views of Responsible Officials and Planned Corrective Action: Management concurs with this finding. The Organization has implemented procedures to track HUD filing deadlines and to monitor and submit the REAC FDS timely going forward.

Corrective Action Plan

Management has implemented procedures internally to track HUD filing deadlines and monitor and submit the REAC FDS timely. Management has ensured multiple individuals within the organization have appropriate access to HUD systems to ensure appropriate coverage is available as needed in the future.

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring HUD Housing Programs Reporting

Programs in Audit

ALN Program Name Expenditures
14.129 Mortgage Insurance_nursing Homes, Intermediate Care Facilities, Board and Care Homes and Assisted Living Facilities $14.49M