Finding 11590 (2023-003)

-
Requirement
L
Questioned Costs
$1
Year
2023
Accepted
2024-02-03

AI Summary

  • Core Issue: The District overclaimed $516 in expenditures on the 6/30/23 report, violating grant accounting requirements.
  • Impacted Requirements: Compliance with L.Reporting and § 200.302, which mandate accurate documentation and reporting of grant expenditures.
  • Recommended Follow-Up: Management should review and enhance internal controls over federal reporting and ensure proper documentation of claimed expenditures.

Finding Text

Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), § 200.302, the underlying accounting records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District overclaimed $516 of expenditures at 6/30/23. Questioned Costs: $516. Context: The District claimed expenditures on their 6/30/23 expenditure report but should have been reported as OS Obligations at 6/30/23 and claimed as allowable expenses at 8/31/23. (1000-100 $480; 1000-200 $36). Effect: Upon review of the general ledger at 6/30/23 and quarterly expenditure report at 6/30/23, it was determined that the District claimed $480 under 1000-100 and $36 under 1000-200 that were expenditures paid in July 2023 and allowable on the 8/31/23 report but not the 6/30/23 and they should have been reported as OS Obligations at 6/30/23. After reviewing the 8/31/23 general ledger, these expenditures were considered allowable. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Furthermore, we recommend the District to adequately document claimed expenditures that are consistent with the terms and conditions of each grant agreement. Management's response: The District has agreed with the findings and recommendations as presented. See Corrective Action Plan provided by the School District.

Corrective Action Plan

Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District overclaimed $516 of expenditures at 6/30/23. Plan: The District will review its policies and procedures and implement changes to strengthen internal control over federal reporting. Furthermore, the District will adequately document claimed expenditures that are consistent with the terms and conditions of each grant agreement. Anticipated Date of Completion: 6/30/2024. Name of Contact Person: Dr. Anita Rice, Superintendent. Management Response: The District is currently strengthening internal control procedures over grant reporting and monitoring.

Categories

Questioned Costs Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $90,926
84.010 Title I Grants to Local Educational Agencies $52,031
10.553 School Breakfast Program $51,745
84.367 Improving Teacher Quality State Grants $30,498
10.555 National School Lunch Program $23,961
84.424 Student Support and Academic Enrichment Program $17,730
84.365 English Language Acquisition State Grants $14,828
84.173 Special Education_preschool Grants $13,264
10.649 Pandemic Ebt Administrative Costs $628
84.027 Special Education_grants to States $0
84.425 Education Stabilization Fund $0