Finding 1158050 (2024-001)

Material Weakness Repeat Finding
Requirement
ABL
Questioned Costs
-
Year
2024
Accepted
2025-09-30
Audit: 369998
Organization: Semo Electric Cooperative (MO)
Auditor: Uhy LLP

AI Summary

  • Core Issue: Materials were charged to project work orders prematurely, leading to inaccuracies in financial reporting.
  • Impacted Requirements: Effective controls for timely reconciliation of material charges and contractor invoices were not in place, affecting grant reporting.
  • Recommended Follow-Up: Implement procedures for timely reconciliations and maintain comprehensive documentation to support material installation and project expenses.

Finding Text

MATERIAL WEAKNESS IN INTERNAL CONTROL U.S. DEPARTMENT OF TREASURY 2024-001 - Coronavirus State and Local Fiscal Recovery Funds, AL No. 21.027; Coronavirus Capital Projects Fund, AL No.21.029 Condition: Materials were charged to project work orders when removed from inventory and not when installed. Reconciliations to contractor invoices, were not performed timely and differences were not identified in subsequent reconciliations tracking project activity for grant reporting. Criteria: Effective controls are required to ensure reported project materials and related expenses are installed, completed and adequately documented for approved project area. Controls should include timely reconciliation between work order charges and related contractor invoices supporting installation of materials used in order to support proper disbursement and reporting. Cause: Errors existed in the total materials charged to project work orders which were not identified timely by the SEMO Electric Cooperative and Subsidiary’s current monitoring and control activity procedures. Effect: Controls did not exist to adequately reconcile and report the material charges on project work orders used for grant reporting, in a timely manner. As a result, errors may exist in reported project expenses. Recommendation: Procedures should be implemented to ensure more timely reconciliation of material charges to work orders and reporting project grant expenses. Comprehensive documentation should be maintained to validate controls implemented for installation of materials. Procedures should include additional oversight and timely reconciliations of project expenses completed and reported. Identification as a Repeat Finding: This is a repeat of finding 2023-001. Grantee’s Response: Management concurs. There were large fiber installation projects still in process at year-end. Subsequent reconciliations have been completed. Controls and other project processes have been improved to ensure more timely reconciliation of material charge-outs to the timing of the installation of material.

Corrective Action Plan

2024-001 Material Weakness in Internal Control A. Comments on Findings and Recommendations: We concur with the auditor’s findings and recommendations regarding reporting of project expenses and unidentified errors in project reconciliations completed by staff. B. Actions Taken or Planned: Management concurs. Large fiber installation project still in process at year-end. Subsequent reconciliations have been completed. Controls and other project processes have been improved to ensure more timely reconciliation of material charge-outs to the timing of the installation of material. Anticipated completion date: Completed Contact information for this finding: Amanda Burnett, Chief Financial Officer, 573-471-5821

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Material Weakness Reporting Equipment & Real Property Management

Other Findings in this Audit

  • 1158046 2024-001
    Material Weakness Repeat
  • 1158047 2024-001
    Material Weakness Repeat
  • 1158048 2024-001
    Material Weakness Repeat
  • 1158049 2024-002
    Material Weakness Repeat
  • 1158051 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.029 Coronavirus Capital Projects Fund Program $2.78M
21.027 Coronavirus State and Local Fiscal Recovery Funds $996,835
10.854 Rural Economic Development Loans and Grants $300,000
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $21,650