Finding 1157555 (2024-001)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The Authority failed to properly obligate Capital Fund Program funds within the required 24-month period.
  • Impacted Requirements: Compliance with HUD regulations for timely documentation and obligation of funds.
  • Recommended Follow-Up: Enhance policies and internal controls to ensure timely fund obligations and prevent future issues.

Finding Text

Finding No. 2024-001: Obligation Requirement for Capital Fund Program Drawdowns (Significant Deficiency Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Public Housing Capital Fund Federal Assistance Listing Number: 14.872 Compliance Requirement: Period of Performance Criteria: Per HUD regulations, Capital Fund Program costs are required to be obligated within 24 months of the execution of the grant with documentation showing the funds were truly obligated. Condition: The Authority did not have adequate controls over the obligation process, resulting in Capital Funds obligated in HUD’s eLOCCS without obligating the funds. Context: The Authority had two Capital Fund grants with obligation deadlines during the year, and neither had the proper documentation. Effect: The Authority did not appropriately obligate the CFP funds by the deadline. Cause: The Authority did not have the appropriate controls over the obligation process to obligate the funds by the deadline. Repeat Finding: This is a repeat finding. Recommendation: The Authority should review and enhance its policies, procedures, and internal controls to ensure that funds are obligated in a timely manner. Views of Responsible Officials: The Authority agrees with the finding.

Corrective Action Plan

Finding No. 2024-001: Obligation Requirement for Capital Fund Program Drawdowns (Significant Deficiency Corrective Action Plan: NBHA has reviewed its internal controls regarding the obligation requirement for CFP LOCCS and will implement additional monitoring procedures to ensure timely obligation of funds. This includes developing a tracking spreadsheet and assigning a staff member to review obligations quarterly. The Executive Director will receive quarterly reports to ensure compliance going forward. Responsible Person: Reginal Barner, Executive Director Expected Completion Date: December 31, 2025

Categories

HUD Housing Programs Cash Management Period of Performance Significant Deficiency

Other Findings in this Audit

  • 1157556 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.872 Public Housing Capital Fund $1.32M
14.182 Lower Income Housing Assistance Program_section 8 New Construction/substantial Rehabilitation $708,675
14.850 Public Housing Operating Fund $319,208
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $90,000
14.870 Resident Opportunity and Supportive Services - Service Coordinators $64,523