Finding 1157518 (2024-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The Organization lacks required written policies for cost allowability and fringe benefits, violating federal regulations.
  • Impacted Requirements: Non-compliance with §200.302 and §200.431 of the Uniform Guidance, which could lead to further federal compliance issues.
  • Recommended Follow-up: Ensure policies are drafted, approved by the Board, and stored permanently; the Organization plans to implement these by December 31, 2024.

Finding Text

Criteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) requires non-Federal entities receiving Federal funds to have certain written policies, procedures, and standards of conduct (policies) in place. Condition and Context: The Organization did not have the written policies in place in accordance with §200.302 Financial Management paragraph (b)(7), which requires written procedures for determining the allowability of costs in accordance with Subpart E of the Uniform Guidance and the terms and conditions of the federal award or §200.431 Compensation – Fringe Benefits paragraphs (b)(1) and (c), which requires written policies related to the payment of certain fringe benefits throughout all of 2024. This is a repeat finding of 2023-004. Cause and Effect: As the policies referenced above are not written, the Organization is not in compliance with the requirements. In addition, lack of written policies related to federal awards may lead to noncompliance with other federal requirements and the terms and conditions of federal awards. Recommendation: We recommend the policies in accordance with §200.302 Financial Management paragraph (b)(7) and §200.431 Compensation – Fringe Benefits paragraphs (b)(1) and (c) be written by the Organization, approved by the Board of Directors, and included in the permanent files of the Organization. Views of Responsible Officials and Planned Corrective Action: The Organization agrees with the recommendation and had implemented the required written policies as of December 31, 2024.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Action: We agree with the recommendation and implemented the required written policies and procedures as of December 31, 2024.

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1157513 2024-001
    Material Weakness Repeat
  • 1157514 2024-002
    Material Weakness Repeat
  • 1157515 2024-001
    Material Weakness Repeat
  • 1157516 2024-002
    Material Weakness Repeat
  • 1157517 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $346,432
16.736 Transitional Housing Assistance for Victims of Domestic Violence, Dating Violence, Stalking, Or Sexual Assault $250,395
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $58,512
14.267 Continuum of Care Program $35,108
93.592 Family Violence Prevention and Services/discretionary $15,976