Finding 1157418 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-30
Audit: 369684

AI Summary

  • Core Issue: Christian Military Academy, Inc. missed the deadline for submitting the SF-425 financial report, which is a significant compliance deficiency.
  • Impacted Requirements: The failure to submit on time violates 2 CFR 200.327 and the grant agreement, affecting federal program oversight.
  • Recommended Follow-up: Monitor the enhanced internal controls and PMS submissions to prevent future delays and ensure compliance with reporting deadlines.

Finding Text

ALN 93.600 / 93.356 Head Start Category of Finding: Federal Awards – Compliance Compliance Requirement: Reporting Type of Finding: Significant Deficiency in Internal Control over Compliance Federal Agency / Pass-through Entity: U.S. Department of Health and Human Services (DHHS), Administration for Children and Families (ACF) Criteria: In accordance with 2 CFR 200.327 and the terms and conditions of the grant agreement, recipients are required to submit Federal Financial Reports (SF-425) by the established due dates. Timely submission of these reports is essential to ensure compliance with federal requirements and to allow the awarding agency to properly monitor the program. Condition: Christian Military Academy, Inc. did not comply with the required reporting deadline for one financial report. Specifically, the SF-425 report for the period ending December 31, 2024, had a due date of January 30, 2025, but was submitted on February 7, 2025. Cause: The delay was primarily caused by technical difficulties with the Payment Management System (PMS), which prevented the entity from uploading and verifying the data needed to complete the report on time. Additionally, the entity did not receive the automated PMS notification confirming creation of the report. Effect: Untimely submission of required financial reports represents noncompliance with grant requirements and could delay the awarding agency’s ability to review financial information, potentially impacting federal program oversight. Questioned Costs: None. Repeat Finding: This is not a repeat finding from the prior year. Views of Responsible Officials: Management acknowledges the finding. As explained in correspondence to the awarding agency, the delay was due to malfunctions in the PMS system and the lack of a notification email. The entity has no physical evidence of the technical issue but communicated the situation to DHHS/ACF. Christian Military Academy, Inc. has established enhanced monitoring of PMS submissions and internal controls to ensure timely submission of future reports.

Corrective Action Plan

Federal Program: Head Start – ALN 93.600 / 93.356 Awarding Agency: U.S. Department of Health and Human Services (DHHS), Administration for Children and Families (ACF) Finding Reference Number: 2024-001 Condition The SF-425 Federal Financial Report for the period ending December 31, 2024, which was due on January 30, 2025, was submitted late on February 7, 2025. Corrective Action Plan Christian Military Academy, Inc. acknowledges this finding and has implemented corrective measures to ensure compliance with future reporting deadlines: 1. Enhanced Monitoring of PMS Submissions – A reporting calendar with reminders has been established to track all SF-425 deadlines and submission confirmations through the Payment Management System (PMS). 2. Secondary Reviewer – A second staff member has been assigned to review and confirm timely report submissions before each deadline. 3. System Contingency Plan – In the event of PMS malfunctions or access issues, management will immediately notify DHHS/ACF program officers in writing and retain evidence of the communication on or before the due date. 4. Staff Training – Fiscal staff responsible for federal reporting have been trained on the importance of timely submission and the procedures to follow in case of technical issues. Responsible Official Maribel Batista Marrero Christian Military Academy, Inc. Anticipated Completion Date The corrective actions have been implemented as of October 2025 and will remain in place on an ongoing basis.

Categories

Reporting Subrecipient Monitoring Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $3.32M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.31M
10.559 Summer Food Service Program for Children $338,132
10.558 Child and Adult Care Food Program $165,311
93.356 Head Start Disaster Recovery $96,375
10.553 School Breakfast Program $88,851
10.555 National School Lunch Program $22,201
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $4,612