Finding 1157417 (2024-002)

Material Weakness Repeat Finding
Requirement
F
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The inventory tracking sheet was not updated to remove abandoned items, leading to inaccuracies in asset records.
  • Impacted Requirements: Noncompliance with 2 CFR 200.439(d)(1) regarding proper maintenance of property records and physical inventory checks.
  • Recommended Follow-Up: Implement capital asset management policies and create a centralized tracking system to ensure all asset information is complete and accurate.

Finding Text

Item 2024-002 Equipment/Real Property Management Head Start ALN# 93.600 US Department of Health & Human Services Federal Grant/Contract Number: 04CH010658 Grant period – 2024 Criteria – 2 CFR 200.439(d)(1) requires that property records must be maintained for equipment acquired under a federal award that include a description of the property, a serial number or other identification number, the source of funding for the property (including the FAIN), who holds title, the acquisition date, and cost of the property, percentage of federal participation in the project costs for the federal award under which the property was acquired, the location, use and condition of the property, and any ultimate disposition data including the date of disposal and sale price of the property. A physical inventory of the property must be taken and the results reconciled with the property records at least once every two years. Condition – During testing it was noted that the Inventory tracking sheet was not updated to reflect items that were abandoned when the Agency moved out of a leased property. Cause – The Agency did not properly update the fixed asset schedule for disposals, which resulted in items included on the listing and depreciation calculation that were disposed of previously. Effect – Failure to remove disposals and take a full physical inventory observation could result in noncompliance with the grant agreements. Questioned Costs – Not applicable. Recommendation – We recommend the Agency follow its capital asset management policy to ensure all assets are adequately accounted for and properly safeguarded. CRI also recommends the Agency include all of the information required by the Uniform Guidance in one central tracking spreadsheet or database. Management’s Response – Management has reviewed and accepted the finding. See “Corrective Action Plan”.

Corrective Action Plan

Condition: During testing it was noted that the Inventory tracking sheet was not updated to reflect items that were abandoned when EEC moved out of a leased property. Cause: EEC did not properly update the fixed asset schedule for disposals, which resulted in items included on the listing and depreciation calculation that were disposed of previously. Corrective Action: We have implemented the following corrective actions: - The finance department has reviewed and will uphold the methods set forth in its capital asset management plan. - All information required by Uniform Guidance has been consolidated into a central tracking system. - Proper asset disposal forms have been completed and will be reviewed by EEC’s Board of Directors at their next meeting to be approved for proper disposal Corrective Responsible Party: Gary Cox/CFO and Finance Department Estimated completion date: 06/30/2025.

Categories

Equipment & Real Property Management

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $4.13M
10.558 Child and Adult Care Food Program $548,453
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $438,593
93.575 Child Care and Development Block Grant $114,917
93.667 Social Services Block Grant $20,040