Finding 1157366 (2024-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-30
Audit: 369651
Auditor: Brown Plus

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over compliance related to timely submission of federal financial reports.
  • Impacted Requirements: Reports must be submitted within 30 days after each reporting period as per 2 CFR Section 200.328(b)(1) and the DOJ grants financial guide.
  • Recommended Follow-Up: Implement and document procedures to ensure all federal financial reports are prepared, reviewed, and submitted on time.

Finding Text

Finding number 2024-004, significant deficiency in internal controls over compliance - reporting Federal Agency: U.S. Department of Justice Federal Program: Justice Reinvestment Initiative, ALN 16.827 Criteria: Per 2 CFR Section 200.328(b)(1), recipients are required to submit performance and financial reports as required by the terms and conditions of their federal award, and such reports must be submitted no later than 30 calendar days after the end of each reporting period, unless otherwise specified by the federal awarding agency. The Department of Justice’s grants financial guide specifies that the Federal Financial Reports (FFRs) must be submitted no later than 30 days after the last day of each quarter. Condition: During our review of federal financial reporting, we noted that two of the four required quarterly Federal Financial Reports (FFRs, SF-425) for the year ended December 31, 2024, were not submitted to the federal awarding agency within the required 30 days after the end of the reporting period. Cause: Inadequate procedures to ensure reports were timely filed. Effect: Failure to submit required federal financial reports on time may result in noncompliance with federal award requirements, could delay reimbursement of expenditures and may impact the grantee’s eligibility for future federal funding. Questioned Costs: None Recommendation: We recommend that the Organization implement and document procedures to ensure that all required federal financial reports are prepared, reviewed and submitted within the required timeframe. Views of Responsible Officials: Management concurs with this finding. See Corrective Action Plan.

Corrective Action Plan

Finding number 2024-004, significant deficiency in internal controls over compliance – reporting. Recommendation: We recommend that the Organization implement and document procedures to ensure that all required federal financial reports are prepared, reviewed and submitted within the required timeframes. Explanation of Disagreement with Audit Finding: There is no disagreement with the audit finding. Action planned in response to the finding: KRJC has now developed a clear procedure for ensuring that all program expenses are received and/or accrued for the period so that reporting can be completed and submitted no later than 30 days after the end of the quarter. All FFY2025 required financial and narrative reporting has been submitted within the required time frame. Planned completion date for corrective action plan: November 30, 2024.

Categories

Reporting

Other Findings in this Audit

  • 1157364 2024-002
    Material Weakness Repeat
  • 1157365 2024-003
    Material Weakness Repeat
  • 1157367 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.812 Second Chance Act Reentry Initiative $337,736
16.606 State Criminal Alien Assistance Program $118,417
16.827 Justice Reinvestment Initiative $20,200