Finding 1156907 (2024-003)

Material Weakness Repeat Finding
Requirement
GL
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: Lack of review and approval for financial reports related to the Older Americans Act, increasing the risk of errors.
  • Impacted Requirements: The Organization must have a process for reviewing and approving financial reports to ensure compliance.
  • Recommended Follow-Up: Implement a documented review process for financial reports before submission to prevent future issues.

Finding Text

2024-003 Federal Agency: U.S. Department of Health and Human Services Federal Program Name: Older Americans Act Title III Assistance Listing Number: 93.044, 93.045, 93.053 Federal Award Identification Number and Year: 2401MNOASS-00, 2101MNSSC6-00, 2401MNOAA-00, 2401MNOACM-00, 2401MNOAHD-00, 2101MNCMC6-00, 2101MNHDC6-00, 2101MNOAHD-00, & 2301MNOANS-00 - 2024 Pass-Through Agency: Minnesota Board on Aging Award Period: January 1, 2024 – December 31, 2024 Type of Finding Material Weakness in Internal Control over Compliance Criteria: The Organization must have a process in place to review and approve financial reports and earmarking. Condition: While performing audit procedures, it was noted that one of the two reports selected for testing had no review or approval. These reports are also used to monitor earmarking. Questioned costs: None Context: There were no signs of review or approval over financial reports. Cause: The Organization has adopted a policy mid-year related to reviewing financial reports earmarking. Effect: This condition increases the possibility that error or irregularities may occur within financial reporting. Repeat Finding: This was a repeat finding in the immediately prior year. Prior year finding number was 2023-002. Recommendation: The Organization should review and approve reports before submitting. Views of Responsible Officials: There is no disagreement with the audit finding. Management will implement a process to review the financial reports that are prepared by staff before submitting the report and will document that review/approval.

Corrective Action Plan

Older Americans Act Title III – Assistance Listing No. 93.044, 93.045, 93.053 Recommendation: The Organization should review and approve reports before submitting. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Management will review the financial reports that are prepared by staff before submitting the report and will document that review/approval. Name(s) of the contact person(s) responsible for corrective action: Lori Vrolson, Executive Director Planned completion date for corrective action plan: 12/31/25

Categories

Matching / Level of Effort / Earmarking Material Weakness Reporting

Other Findings in this Audit

  • 1156893 2024-003
    Material Weakness Repeat
  • 1156894 2024-003
    Material Weakness Repeat
  • 1156895 2024-003
    Material Weakness Repeat
  • 1156896 2024-003
    Material Weakness Repeat
  • 1156897 2024-003
    Material Weakness Repeat
  • 1156898 2024-003
    Material Weakness Repeat
  • 1156899 2024-003
    Material Weakness Repeat
  • 1156900 2024-003
    Material Weakness Repeat
  • 1156901 2024-003
    Material Weakness Repeat
  • 1156902 2024-003
    Material Weakness Repeat
  • 1156903 2024-003
    Material Weakness Repeat
  • 1156904 2024-003
    Material Weakness Repeat
  • 1156905 2024-003
    Material Weakness Repeat
  • 1156906 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $465,830
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $290,758
93.053 Nutrition Services Incentive Program $251,333
93.052 National Family Caregiver Support, Title Iii, Part E $153,707
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $80,835
93.071 Medicare Enrollment Assistance Program $69,442
93.048 Special Programs for the Aging, Title Iv, and Title Ii, Discretionary Projects $51,116
93.324 State Health Insurance Assistance Program $42,000
93.043 Special Programs for the Aging, Title Iii, Part D, Disease Prevention and Health Promotion Services $35,619