Finding 1156890 (2024-001)

Material Weakness Repeat Finding
Requirement
ABFLMN
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: Revenue and expense transactions are being miscoded, leading to potential misclassification on financial statements.
  • Impacted Requirements: Compliance with 2 CFR 1.200.302(b) is at risk due to inadequate record-keeping and lack of reconciliations.
  • Recommended Follow-Up: Implement monthly reviews and reconciliations of general ledger accounts to ensure accuracy and compliance.

Finding Text

2024-003 Financial Management Fiscal year finding initially occurred: 2021 CONDITION: While performing our audit procedures for FY 24, there were numerous instances of revenue and expense transactions being miscoded between federal grant program funds and expenditures being misclassified on the balance sheet. In addition, reconciliations of grant revenues to grant expenditures were not being performed which could lead to over drawing of federal funds. CRITERIA: 2 CFR 1.200.302(b) Financial Management requires that the financial management system of a non-Federal entity must provide records that identify adequately the source and application of funds for federally funded activities. These records must contain information pertaining to Federal awards, authorizations, financial obligations, unobligated balances, assets, expenditures, income and interest and be supported by source documentation. CAUSE: Reconciliation and review of detailed general ledger account balances were not performed in a timely manner during FY 24. EFFECT: Inaccurate and incomplete financial statement reports may be submitted to users of the financial statements, as well as grantor agencies. RECOMMENDATION: All detailed general ledger account balances should be reviewed and reconciled on a monthly basis to ensure complete and accurate financial information is provided to all users of the financial information. VIEW OF RESPONSIBLE OFFICIAL: Management have contracted a CPA to work with Financial staff to ensure the accuracy of revenue and expense transactions. CPA will review revenue and expense statements monthly and make any necessary corrections.

Corrective Action Plan

Management have contracted a CPA to work with Financial staff to ensure the accuracy of revenue and expense transactions. CPA will review revenue and expense statements monthly and make any necessary corrections. D. Compliance – Uniform

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1156887 2024-001
    Material Weakness Repeat
  • 1156888 2024-002
    Material Weakness Repeat
  • 1156889 2024-003
    Material Weakness Repeat
  • 1156891 2024-002
    Material Weakness Repeat
  • 1156892 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $3.32M
93.568 Low-Income Home Energy Assistance $1.27M
10.558 Child and Adult Care Food Program $346,183
93.569 Community Services Block Grant $125,065