Finding 1156771 (2024-006)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The Agency failed to pay subrecipients within the required 30 days, indicating a significant deficiency in internal controls.
  • Impacted Requirements: Compliance with the Emergency Solutions Grants Program's payment timeline for subrecipients, as outlined in 24 CFR section 576.203.
  • Recommended Follow-Up: Management should implement stronger internal controls to ensure timely payments to subrecipients and prevent future compliance issues.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Emergency Solutions Grants Program Assistance Listing Number: 14.231 Federal Award Identification Number and Year: CA005/CA007 2024 Award Period: January 1, 2024 – December 31, 2024 Type of Finding: - Significant Deficiency in Internal Control Over Compliance and Other Matters Criteria or Specific Requirement: Special Tests and Provisions-Subrecipient Payments The recipient must pay each subrecipient for allowable costs within 30 days after receiving the subrecipient’s complete payment request. This requirement also applies to each subrecipient that is a unit of general-purpose local government (24 CFR section 576.203). Condition: The Agency did not have adequate internal controls designed to ensure that subrecipient payments are paid in accordance with compliance requirements. Questioned Costs: N/A Context: In 2023, 10 out of 29 payments to subrecipients were not done within 30 days as required by the grant. A follow-up selection was made in 2024 which also was not paid on time. Cause: The Agency did not sufficiently monitor controls to ensure compliance with program requirements over payments to subrecipients. Effect: The Agency is not in compliance with rules covering payments to subrecipients and the required 30 days. Repeat Finding: Yes, (2023-007) Recommendation: We recommend that management ensure that internal controls are in place to ensure subrecipient payments are paid timely and within program requirements. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Emergency Solutions Grants Program – Assistance Listing No. 14. 231 Recommendation: We recommend that management ensure that internal controls are in place to ensure subrecipient payments are paid timely and within program requirements. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: To prevent recurrence, the following actions will be taken: - All future ESG contracts will be directly managed by the ESG Program Manager and Program Analyst, ensuring appropriate oversight and compliance with program requirements. - All program analysts will be retrained on invoice processing requirements. - The Program manager will evaluate the potential use of an online system for receiving and tracking invoices. Name(s) of the contact person(s) responsible for corrective action: Stephanie Green, Program Manager Planned completion date for corrective action plan: January 01, 2026

Categories

Special Tests & Provisions Subrecipient Monitoring Allowable Costs / Cost Principles Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1156761 2024-002
    Material Weakness Repeat
  • 1156762 2024-002
    Material Weakness Repeat
  • 1156763 2024-002
    Material Weakness Repeat
  • 1156764 2024-003
    Material Weakness Repeat
  • 1156765 2024-003
    Material Weakness Repeat
  • 1156766 2024-003
    Material Weakness Repeat
  • 1156767 2024-004
    Material Weakness Repeat
  • 1156768 2024-004
    Material Weakness Repeat
  • 1156769 2024-004
    Material Weakness Repeat
  • 1156770 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $139.99M
14.850 Public Housing Operating Fund $9.52M
14.871 Section 8 Housing Choice Vouchers $9.01M
21.023 Emergency Rental Assistance Program $8.29M
14.872 Public Housing Capital Fund $8.00M
21.027 Coronavirus State and Local Fiscal Recovery Funds $6.60M
14.267 Continuum of Care Program $6.00M
14.879 Mainstream Vouchers $4.05M
14.241 Housing Opportunities for Persons with Aids $1.83M
14.218 Community Development Block Grants/entitlement Grants $1.59M
14.231 Emergency Solutions Grant Program $939,385
14.896 Family Self-Sufficiency Program $189,089
14.870 Resident Opportunity and Supportive Services - Service Coordinators $180,111
14.900 Lead Hazard Reduction Grant Program $178,109
14.856 Lower Income Housing Assistance Program Section 8 Moderate Rehabilitation $132,083