Finding 1156725 (2024-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-30
Audit: 369074
Organization: Amsterdam Housing Authority (NY)

AI Summary

  • Core Issue: There are significant discrepancies of $134,000 in Unrestricted Net Position and $1,070,000 in cash between reported amounts and actual records.
  • Impacted Requirements: Monthly electronic submissions to HUD via the Voucher Management System must accurately reflect underlying accounting records to ensure proper funding calculations.
  • Recommended Follow-Up: Implement a reconciliation process for interfund accounts and ensure supervisory reviews of key line items before VMS submissions, with a target completion date of December 31, 2025.

Finding Text

Criteria - Public Housing Authorities administering the Housing Voucher Cluster (Assistance Listing No. 14.871/14.879) are required to submit a Voucher for Payment of Annual Contributions and Operating Statement on a monthly basis to HUD electronically via the Voucher Management System (VMS). HUD relies on the audit of key line items to determine reasonableness of the data submitted for the purposes of calculating funding under the program. Condition - Unrestricted net position (UNP) and cash contained material discrepancies between the reported amounts and the Authority’s underlying records of $134,000 and $1,070,000, respectively. Cause - The discrepancies are partially attributable to the Authority’s use of a significant number of interfund accounts, many of which are not settled in a timely manner resulting in inaccurate balances being reported in the HUD-52681-B. Effect - Inaccurate reporting of key line items such as UNP and cash may adversely affect HUD’s funding determinations and program oversight. This increases the risk of under or over-funding and may result in compliance findings or corrective actions. Questioned Costs - None identified. Statistical Sampling - The sample was not intended to be, and was not, a statistically valid sample. Recommendation - We recommend that management establish and implement a reconciliation process to ensure the reported figures on the VMS submission accurately reflect the underlying accounting records. Management’s Response - (a) Comments on the finding and recommendation - The Authority agrees with the finding. The Authority also agrees with the recommendation. Please see below for additional comments and action taken. (b) Action taken - The Authority will strengthen procedures to ensure all interfund accounts are reconciled and settled monthly before completing the HUD-52681-B report. Accounting staff will review and verify key line items (including Unrestricted Net Position and Cash in Investments) against the general ledger prior to VMS submission. Supervisory review will be required to confirm accuracy. (c) Planned implementation date - The Authority plans to implement procedures during the year ending December 31, 2025 to resolve the reported finding.

Corrective Action Plan

Name of Auditee: Amsterdam Housing Authority Name of Audit Firm: EFPR Group, CPAs, PLLC Period Covered by the Audit: December 31, 2024 CAP Prepared by: Damaris Carbone, Executive Director Phone: (518) 842-2894 (A) Current Finding on the Schedule of Findings and Questioned Costs and Recommendations (4) Finding 2024-004 (a) Comments on the finding and recommendation - The Authority agrees with the finding. The Authority also agrees with the recommendation. Please see below for additional comments and action taken. (b) Action taken - The Authority will strengthen procedures to ensure all interfund accounts are reconciled and settled monthly before completing the HUD-52681-B report. Accounting staff will review and verify key line items (including Unrestricted Net Position and Cash in Investments) against the general ledger prior to VMS submission. Supervisory review will be required to confirm accuracy. (c) Planned implementation date - The Authority plans to implement procedures during the year ending December 31, 2025 to resolve the reported finding.

Categories

HUD Housing Programs Reporting

Other Findings in this Audit

  • 1156723 2024-004
    Material Weakness Repeat
  • 1156724 2024-004
    Material Weakness Repeat
  • 1156726 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.879 Mainstream Vouchers $466,188
14.850 Public Housing Operating Fund $345,791
14.896 Family Self-Sufficiency Program $224,645
14.872 Public Housing Capital Fund $164,302
14.871 Section 8 Housing Choice Vouchers $105,245
14.195 Project-Based Rental Assistance (pbra) $56,016
14.856 Lower Income Housing Assistance Program Section 8 Moderate Rehabilitation $27,340
14.239 Home Investment Partnerships Program $23,900