Finding 1156621 (2024-001)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The Authority failed to maintain necessary documentation for tenant eligibility, leading to a material weakness in internal controls and noncompliance.
  • Impacted Requirements: Compliance with eligibility verification and documentation standards as outlined in 24 CFR sections 5.230, 5.609, and 982.516.
  • Recommended Follow-Up: Implement stronger controls to ensure all required documentation is included in tenant files during recertification.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871/14.879 Federal Award Identification Number and Year: MO002VO - 2024 Award Period: January 1, 2024 – December 31, 2024 Compliance Requirement: Eligibility Type of Finding: - Material Weakness in Internal Control over Compliance - Material Noncompliance (Modified Opinion) Criteria or specific requirement: As a condition of admission or continued occupancy, require the tenant and other family members to provide necessary information, documentation, and releases for the Authority to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). For both family income examinations and reexaminations, obtain and document in the family file third party verification of (1) reported family annual income; (2) the value of assets; (3) expenses related to deductions from annual income; and (4) other factors that affect the determination of adjusted income or income-based rent (24 CFR section 982.516). The Authority must determine income eligibility and calculate the tenant’s rent payment using the documentation from third party verification in accordance with 24 CFR Part 5 Subpart F (24 CFR section 5.601 et seq.) (24 CFR sections 982.201, 982.515, and 982.516). Condition: The Authority was unable to provide adequate supporting documentation and evidence of internal control over compliance for eligibility requirements. Questioned costs: Unable to determine. Context: Exceptions noted in 6 out of 60 files tested for eligibility requirements. The Authority was unable to provide supporting documentation that 5 tenants were recertified timely. The Authority was unable to provide 1 file. Cause: The Authority did not maintain supporting documentation within the tenant file and did not complete all recertifications in accordance with eligibility requirements. Effect: The Authority is not in compliance with eligibility requirements. Repeat Finding: Yes, finding 2023-001. Recommendation: We recommend that the Authority implements controls to ensure the tenant files include all required documentation at the time of recertification. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Housing Voucher Cluster-Assistance Listing No. No. 14.871 and 14.879 Recommendation: We recommend that the Authority implements controls to ensure the tenant files include all required documentation at the time of recertification. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: HAKC has moved to mass annual recertification appointments to address the program delinquency and inspect files for required documentation; the recertifications will be completed and processed ensuring all documentation has been received in the file. HAKC will perform a QC sample on a monthly basis to address the files and ensure proper documentation. In addition to QC samples, the HAKC has awarded a QC contract to audit 100% of the files. HAKC will complete the initial process and complete ongoing compliance reviews. Name(s) of the contact person(s) responsible for corrective action: Lisa Earnest, Director of Housing Choice Voucher Program Planned completion date for corrective action plan: 12/31/2026

Categories

Eligibility Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1156619 2024-001
    Material Weakness Repeat
  • 1156620 2024-001
    Material Weakness Repeat
  • 1156622 2024-002
    Material Weakness Repeat
  • 1156623 2024-002
    Material Weakness Repeat
  • 1156624 2024-002
    Material Weakness Repeat
  • 1156625 2024-003
    Material Weakness Repeat
  • 1156626 2024-003
    Material Weakness Repeat
  • 1156627 2024-003
    Material Weakness Repeat
  • 1156628 2024-004
    Material Weakness Repeat
  • 1156629 2024-004
    Material Weakness Repeat
  • 1156630 2024-004
    Material Weakness Repeat
  • 1156631 2024-005
    Material Weakness Repeat
  • 1156632 2024-005
    Material Weakness Repeat
  • 1156633 2024-005
    Material Weakness Repeat
  • 1156634 2024-006
    Material Weakness Repeat
  • 1156635 2024-006
    Material Weakness Repeat
  • 1156636 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 Public Housing Operating Fund $7.96M
14.872 Public Housing Capital Fund $6.95M
14.871 Section 8 Housing Choice Vouchers $1.61M
14.879 Mainstream Vouchers $1.34M
14.889 Choice Neighborhoods Implementation Grants $966,409
14.892 Choice Neighborhoods Planning Grants $299,776
14.896 Family Self-Sufficiency Program $262,734
14.870 Resident Opportunity and Supportive Services - Service Coordinators $131,762