Finding 1156593 (2024-005)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-09-30
Audit: 368940
Organization: Meeker County (MN)

AI Summary

  • Core Issue: Lack of internal casefile reviews for eligibility determinations in the first three quarters of 2024.
  • Impacted Requirements: Failure to comply with Title 2 U.S. Code of Federal Regulations § 200.303 regarding effective internal controls over federal awards.
  • Recommended Follow-Up: Implement regular case file review procedures to prevent errors in eligibility determinations.

Finding Text

2024-005: ELIGIBILITY Federal Agency: U.S. Department of Health and Human Services Federal Program Name: Medical Assistance Assistance Listing Number: 93.778 Federal Award Identification Number and Year: 2405MN5MAP and 2405MN5ADM, 2024 Pass-Through Agency: Minnesota Department of Human Services and Meeker-McLeod-Sibley Community Health Services Pass-Through Number: 2405MN5MAP and 2405MN5ADM Award Period: Year Ended December 31, 2024 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: Title 2 U.S. Code of Federal Regulations § 200.303 states that the auditee must establish and maintain effective internal control over the federal award that provides reasonable assurance that the auditee is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Condition: No internal casefile reviews were performed for quarter 1 through 3 during 2024. Questioned Costs: None noted. Context: During eligibility testing, it was noted that casefile review was not performed for quarters 1 through 3 during 2024. Cause: Turnover within the department. Effect: Errors made in determining eligibility may not be discovered and benefits may be issued to clients who are not eligible. Repeat Finding: Yes – 2023-005. Recommendation: We recommend the County implement additional procedures to ensure case file reviews are being performed on a regular basis. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

ELIGIBILITY Recommendation: The County should implement additional procedures to ensure case file reviews are being performed on a regular basis. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned in response to finding: Supervisor will sample and perform a quality review on a quarterly basis to ensure case workers are accurately assessing eligibility. Review will be documented. Supervisor will review at least 1 casefile for each caseworker per quarter and randomly pull additional cases from new caseworkers. Name of the contact person responsible for corrective action: Charlene Dale, Human Services Supervisor Planned completion date for corrective action plan: December 31, 2025

Categories

Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1156588 2024-004
    Material Weakness Repeat
  • 1156589 2024-004
    Material Weakness Repeat
  • 1156590 2024-004
    Material Weakness Repeat
  • 1156591 2024-005
    Material Weakness Repeat
  • 1156592 2024-005
    Material Weakness Repeat
  • 1156594 2024-006
    Material Weakness Repeat
  • 1156595 2024-006
    Material Weakness Repeat
  • 1156596 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.65M
93.778 Medical Assistance Program $905,907
93.563 Child Support Services $266,908
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $246,052
93.558 Temporary Assistance for Needy Families $174,501
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $172,488
93.658 Foster Care Title IV-E $157,544
93.667 Social Services Block Grant $128,518
20.205 Highway Planning and Construction $104,444
16.575 Crime Victim Assistance $93,598
97.042 Emergency Management Performance Grants $46,835
93.959 Block Grants for Prevention and Treatment of Substance Abuse $46,240
93.994 Maternal and Child Health Services Block Grant to the States $18,414
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $16,757
93.070 Environmental Public Health and Emergency Response $9,314
97.012 Boating Safety Financial Assistance $7,452
21.019 Coronavirus Relief Fund $5,474
93.556 Marylee Allen Promoting Safe and Stable Families Program $5,213
93.590 Community-Based Child Abuse Prevention Grants $4,746
84.181 Special Education-Grants for Infants and Families $3,568
93.575 Child Care and Development Block Grant $2,863
93.645 Stephanie Tubbs Jones Child Welfare Services Program $2,229
93.251 Early Hearing Detection and Intervention $2,100
93.566 Refugee and Entrant Assistance State/replacement Designee Administered Programs $1,975
93.008 Medical Reserve Corps Small Grant Program $1,430
93.767 Children's Health Insurance Program $526