Finding 1156553 (2024-005)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: ACHD lacks adequate internal controls for verifying suspension and debarment compliance before contracting.
  • Impacted Requirements: This finding violates Uniform Guidance, which mandates effective internal controls over compliance with federal regulations.
  • Recommended Follow-up: Implement a policy to ensure suspension and debarment checks are conducted for all federal program contracts before engagement.

Finding Text

Finding No. 2024-005 – Suspension and Debarment Federal Agency: U.S. Department of Agriculture Federal Program: Special Supplement Nutrition Program for Women, Infants, and Children Assistance Listing No.: 10.557 Federal Award Identification No. and Year: 238DC000M2003 (2023) Pass-through Agency: Food Research and Action Center Pass-through No.: V5KQJY61BB96 Award Period: May 1, 2023 through October 31, 2024 Type of Finding: Significant Deficiency in Internal Control Criteria or Specific Requirement: Non-federal entities are required by Uniform Guidance to establish and maintain effective internal control over compliance with federal statutes, regulations, and the terms and conditions of the federal award. Condition: During our audit, we identified that ACHD did not establish adequate internal control over compliance with federal suspension and debarment requirements as mandated by Uniform Guidance. Questioned Costs: None Context: We noted that suspension and debarment verification procedures were not performed prior to engaging in a contract for 1 of 1 vendors tested. Effect: Lack of internal control over compliance could result in noncompliance with federal suspension and debarment requirements, potentially leading to penalties or loss of federal funding. Cause: ACHD does not have an internal control policy in place that requires suspension and debarment verification procedures to be performed prior to engaging in a contract. Recommendation: For all contracts charged to federal programs, ACHD should ensure that suspension and debarment verification procedures are performed prior to engaging in the contract.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Action: To the extent possible, monitoring of federal compliance information by management and the board of trustees will continue at ACHD. When possible with limited staff, ACHD will verify vendors are not suspended or debarred prior to engaging in contracts.

Categories

Procurement, Suspension & Debarment Significant Deficiency

Other Findings in this Audit

  • 1156546 2024-003
    Material Weakness Repeat
  • 1156547 2024-004
    Material Weakness Repeat
  • 1156548 2024-003
    Material Weakness Repeat
  • 1156549 2024-004
    Material Weakness Repeat
  • 1156550 2024-004
    Material Weakness Repeat
  • 1156551 2024-004
    Material Weakness Repeat
  • 1156552 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $252,841
93.967 Centers for Disease Control and Prevention Collaboration with Academia to Strengthen Public Health $156,377
93.917 Hiv Care Formula Grants $140,881
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $103,476
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $67,908
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $51,598
93.268 Immunization Cooperative Agreements $38,595
93.767 Children's Health Insurance Program $28,857
93.069 Public Health Emergency Preparedness $17,381
93.940 Hiv Prevention Activities Health Department Based $14,586
93.994 Maternal and Child Health Services Block Grant to the States $8,737
93.000 Children and Youth with Special Healthcare Needs $5,296
93.778 Medical Assistance Program $4,137
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $3,227
93.575 Child Care and Development Block Grant $2,849