Finding 1156500 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-29
Audit: 368860
Organization: City of Tacoma (WA)

AI Summary

  • Core Issue: The City lacked effective internal controls, leading to late submissions of required FFATA reports for four out of five new subawards.
  • Impacted Requirements: Noncompliance with federal reporting requirements jeopardizes accountability and transparency in federal spending.
  • Recommended Follow-Up: Strengthen internal controls to ensure timely and accurate submission of all FFATA reports for applicable subawards.

Finding Text

The City did not have adequate internal controls and did not comply with federal reporting requirements. Background. The primary objective of the Community Development Block Grants/Entitlement Grants (CDBG) programs is to help provide decent and affordable housing, particularly for people with moderate, low and very low incomes. Funds also help recipients implement strategies for achieving an adequate supply of decent housing and providing suitable living environments and expanded economic opportunities for people with low incomes. In 2024, the City spent $2,072,422 for its CDBG program. Of this amount, it passed $1,300,118 through to subrecipients. Federal regulations require recipients to establish, document and maintain effective internal controls that ensure compliance with program requirements. These controls include understanding program requirements and monitoring the effectiveness of established controls. The Federal Funding Accountability and Transparency Act (FFATA) requires direct recipients that make first-tier subawards of $30,000 or more to report them in the FFATA Subaward Reporting System. The City must report subawards and subaward amendments by the end of the month following the month in which it made the subawards and subaward amendments. Description of Condition. The City’s internal controls were ineffective for ensuring it submitted FFATA reports for four of its five new subawards on time as federal regulations require. We consider this deficiency in internal controls to be a material weakness that led to material noncompliance. Cause of Condition. Staff were aware of the federal FFATA reporting requirements for subawards. However, they did not dedicate adequate resources to prepare and submit the FFATA reports on time. Effect of Condition. Failing to submit the required reports on time diminishes the federal government's ability to ensure accountability and transparency of federal spending. The table below summarizes the discrepancies we identified. The City subsequently submitted the reports in 2025. Recommendation. We recommend the City strengthen its internal controls to ensure it submits complete and accurate FFATA reports for all applicable subawards by the due date, as federal regulations require.

Corrective Action Plan

To meet Federal Funding and Transparency Act (FFATA) reporting requirements, the City will take the following actions: Update training material for all accounting staff and City departments managing federal grants. Update and distribute monthly email to departments to clarify the required information for FFATA filing and require responses with supporting documentation for review. If responses are not received in a timely manner, a second email will be sent to those individuals, requiring an immediate action. Periodically review federal reporting requirements for any updates and adjust the reporting process as needed, utilizing resources such as the State Auditor’s Office (SAO) Newsletter, conferences, and trainings.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 1156496 2024-001
    Material Weakness Repeat
  • 1156497 2024-001
    Material Weakness Repeat
  • 1156498 2024-001
    Material Weakness Repeat
  • 1156499 2024-001
    Material Weakness Repeat
  • 1156501 2024-002
    Material Weakness Repeat
  • 1156502 2024-002
    Material Weakness Repeat
  • 1156503 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 Covid 19 - Home Investment Partnerships Program $3.32M
14.251 Economic Development Initiative, Community Project Funding and Miscellaneous Grants $783,597
21.027 Covid 19 - Coronavirus State and Local Fiscal Recovery Funds $525,407
14.218 Community Development Block Grants/entitlement Grants $430,359
97.025 National Urban Search and Rescue (us&r) Response System $311,952
16.738 Edward Byrne Memorial Justice Assistance Grant Program $292,404
14.218 Covid 19 - Community Development Block Grants/entitlement Grants $263,009
66.921 Reduce, Resuse, Recycling Education and Outreach Grants $250,000
11.805 Mbda Business Center $213,753
20.616 National Priority Safety Programs $100,435
81.086 Conservation Research and Development $97,367
14.239 Home Investment Partnerships Program $93,590
14.401 Fair Housing Assistance Program_state and Local $67,200
11.419 Coastal Zone Management Administration Awards $60,000
89.003 National Historical Publications and Records Grants $56,114
14.231 Emergency Solutions Grant Program $49,671
97.042 Emergency Management Performance Grants $39,823
66.815 Environmental Workforce Development and Job Training Cooperative Agreements $29,617
97.137 State and Local Cybersecurity Grant Program Tribal Cybersecurity Grant Program $27,503
81.128 Energy Efficiency and Conservation Block Grant Program (eecbg) $22,950
20.205 Highway Planning and Construction $22,023
16.U03 Tacoma Regional Task Force $18,942
45.024 Promotion of the Arts_grants to Organizations and Individuals $17,500
15.904 Historic Preservation Fund Grants-in-Aid $15,000
97.067 Homeland Security Grant Program $10,773
20.600 State and Community Highway Safety $10,618
97.012 Boating Safety Financial Assistance $10,111
45.312 National Leadership Grants $7,280
16.588 Violence Against Women Formula Grants $6,172
16.U01 FBI Pacific Northwest Child Exploitation Task Force $5,546
16.922 Equitable Sharing Program $3,822
16.U02 FBI South Sound Gang Task Force $3,136
16.U04 Atf Task Force $1,946
45.310 Grants to States $400
97.056 Port Security Grant Program $256